Peter William Swarbreck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter William Swarbreck, a licensed Responsible Officer with CE reference ANW415. Currently licensed at 1 firm(s): IFM Investors (HK) Ltd. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IFM Investors (HK) Ltd |
RO | Type 1 — Dealing in securities | 2023-11-15 | present |
| IFM Investors (HK) Ltd |
RO | Type 4 — Advising on securities | 2023-11-15 | present |
| IFM Investors (HK) Ltd |
Rep | Type 1 — Dealing in securities | 2023-09-29 | 2023-11-15 |
| IFM Investors (HK) Ltd |
Rep | Type 4 — Advising on securities | 2023-09-29 | 2023-11-15 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-24 | 2022-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-21 | 2013-01-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2010-01-06 | 2013-01-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 — Asset management | 2010-01-06 | 2013-01-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-05 | 2013-01-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-02-05 | 2013-01-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 — Asset management | 2007-02-05 | 2013-01-01 |