Clarence Choon Wei Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clarence Choon Wei Chan, a licensed Representative with CE reference AVW223. Currently licensed at 1 firm(s): BNY Mellon Investment Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-20 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-20 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2022-04-20 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-30 | 2022-02-28 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-30 | 2022-02-28 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-08-30 | 2022-02-28 |
| Polen Capital HK Limited | RO | Type 1 — Dealing in securities | 2015-08-26 | 2021-07-30 |
| Polen Capital HK Limited | RO | Type 4 — Advising on securities | 2015-08-26 | 2021-07-30 |
| Polen Capital HK Limited | RO | Type 9 — Asset management | 2015-08-26 | 2021-07-30 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2014-03-19 | 2015-08-26 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2014-03-19 | 2015-08-26 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2014-03-19 | 2015-08-26 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2013-11-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-21 | 2013-11-07 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-21 | 2013-11-07 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2010-09-21 | 2013-11-07 |