BNY Mellon Investment Management Hong Kong Limited

紐約梅隆投資管理香港有限公司
CE No. AQI762 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BNY Mellon Investment Management Hong Kong Limited (紐約梅隆投資管理香港有限公司), a Hong Kong-based licensed corporation with CE reference AQI762. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 24 (total recorded over time: 145). Earliest licence on file: 2008-06-06.

Registered address

Levels 25 and 26, Three Pacific Place, 1 Queen's Road East

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2008-06-06 present
Type 2 — Dealing in futures contracts 2013-01-31 present
Type 4 — Advising on securities 2008-06-06 present
Type 9 — Asset management 2008-06-06 present

Licensed staff (all-time) (145)
Active on date

Name Activities First licensed To
Deborah Mary Bannon RO 1, 4, 9 Rep 1, 4 2017-08 2025-05
Lynn Thomas Challenger RO 1, 2 2013-01 2014-03
Sung Biu Bill Lawrence Chiu 趙崇鏢 RO 1, 2 Rep 1, 2, 9 2016-04 Present
Sue Ching Chong 張素菁 RO 1, 4, 9 Rep 1, 4, 9 2014-09 2018-10
Murray James Collis RO 1, 2, 4, 9 Rep 1, 2, 4, 9 2013-01 2016-05
Chad Matthew Francis Davies RO 1, 2 Rep 1, 2, 9 2022-01 Present
Alan Jerry Harden RO 1, 4, 9 2012-03 2015-12
Leonid Michael Hmelnitsky RO 1, 2 2015-06 2019-01
Andy Ho 何肇聰 RO 1, 2 2013-01 2016-02
Suk Hwan Hwang RO 1, 4, 9 2009-03 2012-11
David T Jiang 姜治平 RO 1, 4, 9 2008-06 2010-04
Nicolas Kopitsis RO 1, 4 Rep 1, 4 2016-05 2021-03
Man Ying Lui 呂文瑛 RO 1, 4, 9 Rep 1, 4, 9 2008-07 2025-08
Tak Ching Luk 陸德貞 RO 1, 4, 9 Rep 1, 4, 9 2022-11 Present
Philip Edwin Lung RO 1, 2, 4, 9 Rep 1, 2, 4, 9 2014-11 2018-05
Doni Shamsuddin RO 1, 2, 4, 9 2015-04 Present
Haifeng Sun 孫海峰 RO 1, 4, 9 2008-06 2013-11
Gerardus Henricus Paulus Uding RO 1, 2, 4, 9 Rep 1, 2, 4, 9 2013-08 2016-09
Matthew Walton RO 1, 2 Rep 1, 2 2013-09 2021-08
Dominic Wing Hang Wong 王永鏗 RO 1, 4, 9 Rep 1, 4, 9 2021-03 2024-07
Lindsay Megan Wright RO 1, 4, 9 Rep 1, 4 2016-06 2018-06
Kai Yu 于凱 RO 1, 4, 9 Rep 1, 4, 9 2019-08 Present
Xuan (SFC:AIQ967) Zhang 張璇 RO 1, 4, 9 Rep 1, 4, 9 2014-12 2019-11
Kristin Kyoko Altman Rep 1, 4 2014-03 2015-08
Faridah Amir Rep 1, 4 2017-08 2019-07
Ka Ian Ao Ieong 歐陽嘉恩 Rep 1, 4 2018-01 Present
Matthew Badowski Rep 1, 4 2025-07 2025-08
John Charles Bailer Rep 1, 4 2023-05 2023-05
Jonathan George Bell Rep 1, 4 2023-04 2023-04
Paul Lindhardt Benson Rep 1, 4 2024-09 2024-09
Brian Joseph Blongastainer Rep 1, 4 2024-11 2024-11
Paul Robert Brain Rep 1, 4 2017-10 2024-01
Sebastian Gordon Brown Rep 1, 4 2014-01 2023-01
Alex Karl Buerge Rep 1, 4, 9 2015-05 2015-06
Jeffrey Bielous Burger Rep 1, 4 2022-10 2023-12
Shaun Dominic Casey Rep 1, 4 2024-11 2025-10
Yong Jin Cha 車墉鎮 Rep 1, 4, 9 2018-10 2020-01
Chi Man (SFC:AVA790) Chan 陳志雯 Rep 1, 4 2020-07 2021-03
Clarence Choon Wei Chan Rep 1, 4, 9 2022-04 Present
Jenny Ka Yun Chan 陳嘉茵 Rep 1, 4 2014-01 2015-08
Lok Hang Phoebe Chan 陳洛珩 Rep 1, 4, 9 2022-09 2025-05
Man Ying Chan 陳敏盈 Rep 1, 4 2021-08 2025-03
Mo Yan Chan 陳慕恩 Rep 1, 4, 9 2022-03 Present
Carmen Chang 張嘉雯 Rep 1, 4, 9 2012-11 2024-08
Lei (SFC:BGO327) Chang 常磊 Rep 1, 4 2015-11 2017-03
Kuan-Ying Chen 陳冠穎 Rep 1, 4, 9 2008-11 2011-04
Zixuan Chen 陳梓玄 Rep 1, 4, 9 2023-06 Present
Pui Yan Cheng 鄭珮欣 Rep 1, 4 2013-05 2014-06
Hoi Ki (SFC:BPH626) Cheung 張鎧淇 Rep 1, 4 2020-02 2021-02
Hong Yip Chiang Rep 1, 4 2014-08 2016-01
Hsu Wen Chu 朱戌文 Rep 1, 4, 9 2016-07 2024-04
Siu Hong Billy Chung 鍾兆康 Rep 1, 4 2019-09 2019-11
John Arthur Cimino Rep 1, 2, 9 2014-03 2015-08
Nicholas Timothy Clay Rep 1, 4 2014-04 2014-07
Richard Mark Collis Rep 1, 4 2014-01 2015-06
Simon James Cox Rep 1, 4 2014-05 2016-03
Graeme James Robert Delaney-Smith Rep 1, 4 2013-10 2014-01
John Paul Delgiudice Rep 1, 4 2015-10 2022-11
John George Dent Rep 1, 4 2016-04 2025-03
Thomas Hunter Duff Rep 1, 4 2017-06 2018-07
Brian Ferguson Rep 1, 4 2025-03 2025-03
Wai Man Fu 傅偉民 Rep 1, 4 2013-01 2014-03
Yuen Fun Fung 馮婉芬 Rep 1, 4 2013-10 2022-01
Yuen Tsun Fung 馮苑蓁 Rep 1, 4, 9 2012-06 2013-05
Albert Ulrich Gerhard Rep 1, 4 2019-05 2026-01
Elizabeth Sarah Gerrard Rep 1, 4 2019-07 2021-06
Stuart Wesley Grattan Guinness Rep 1, 4 2014-03 2014-07
Lei He 賀磊 Rep 1, 4 2013-03 2015-04
Judy May Wai Ho 何美蕙 Rep 1, 4, 9 2013-10 2015-06
Francis Henry William Forbes Hon Francis Sempill Rep 1, 4 2015-10 2024-03
Ella Hoxha Rep 1, 4 2025-03 2025-03
Hua Jing 景華 Rep 1, 4, 9 2016-06 2018-09
Barnaby Leonard Jones Rep 1, 4 2020-07 Present
Shau Yee Kan 簡秀儀 Rep 1, 4 2023-06 2025-01
Brett Ashwin James Kennedy Rep 1, 4 2017-10 2026-04
Eung Who Kim 金應厚 Rep 1, 4, 9 2013-10 Present
Bo Ting Ko 高寶婷 Rep 1, 4, 9 2024-09 Present
Gregory Adam Ko 高泳鍇 Rep 1, 4, 9 2014-06 2015-03
Wai Ling Ko 高韋玲 Rep 1, 4, 9 2022-11 Present
Weng Si Vivian Lai 黎穎思 Rep 1, 4, 9 2021-12 Present
Chi Ming (SFC:AZJ283) Lam 林智明 Rep 1, 4 2020-10 2021-12
Sahra Lam 林思源 Rep 1, 4 2015-03 2019-04
Daved Thomas Langguth Rep 1, 4 2026-02 2026-02
April Ilia Larusse Rep 1, 4 2024-01 2024-11
Johnette Ka Lau 劉嘉 Rep 1, 4 2012-10 2014-07
Lai Kwan Angel Lau 劉麗君 Rep 1, 4, 9 2022-08 Present
Yan Yan Melannie Lau 劉欣欣 Rep 1, 4 2014-01 2014-08
Roy McGregor Leckie Rep 1, 4 2017-10 2018-04
Flora Hoi Ling Lee 李凱玲 Rep 1, 4 2015-02 2017-08
Wai Ting Amy Leung 梁煒婷 Rep 1, 4 2015-12 2019-06
Vincent Ho Fai Li 李浩暉 Rep 1, 4 2017-11 2021-06
Xuan Li Rep 1, 4, 9 2024-07 Present
Amanda Yi-Chun Lin Bauchinger 林怡君 Rep 1, 4 2012-08 2015-10
Victoria Audrey Liu 廖卓琦 Rep 1, 4, 9 2021-05 2021-07
Zheyu Liu 刘喆宇 Rep 1, 4, 9 2024-02 2025-05
James Aristom Lydotes Rep 1, 4 2022-07 2022-08
Andrew Stuart MacKirdy Rep 1, 4 2020-01 2020-01
Murdo Alexander MacLean Rep 1, 4 2015-10 2023-09
Charles Ashley Martin Rep 1, 4 2014-09 Present
Hiroki Matsuura 松浦弘樹 Rep 1, 4 2012-11 2013-06
Showing 1–100 of 145

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