Deborah Mary Bannon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deborah Mary Bannon ( ), a licensed former licensee with CE reference AIK991. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-04 | 2025-05-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2019-04-04 | 2025-05-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 — Asset management | 2019-04-04 | 2025-05-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2019-04-04 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-24 | 2019-04-04 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-24 | 2016-12-31 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-05-24 | 2016-12-31 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-01 | 2012-05-24 |
| Pioneer Global Investments (HK) Limited |
RO | Type 1 — Dealing in securities | 2008-06-24 | 2010-07-07 |
| Pioneer Global Investments (HK) Limited |
RO | Type 4 — Advising on securities | 2008-06-24 | 2010-07-07 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 1 — Dealing in securities | present | 2008-06-24 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 4 — Advising on securities | present | 2008-06-24 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-30 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 9 — Asset management | present | 2004-09-30 |