Pioneer Global Investments (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pioneer Global Investments (HK) Limited ( ), a Hong Kong-based licensed corporation with CE reference AGM376. Current licensed staff on file: 0 (total recorded over time: 16).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2010-07-07 |
| Type 4 — Advising on securities | present | 2010-07-07 |
| Type 6 — Advising on corporate finance | present | 2005-02-22 |
| Type 9 — Asset management | present | 2005-02-22 |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michelle Suan Choo Ang | RO 1, 4 | 2008-07 | 2010-07 |
| Deborah Mary Bannon | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2010-07 |
| Ian George Dallas | RO 1, 4, 6, 9 Rep 1, 4 | Pre-2003 | 2004-10 |
| Edmunds Janis Lacis | RO 1, 4 | 2003-05 | 2008-07 |
| Albert Chun Hong Sze 施振康 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2008-07 |
| Patrick Joseph Tuohy | RO 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Tavneet Kaur Bakhshi | Rep 1 | 2006-05 | 2007-05 |
| Percy Pak Hin Chan 陳柏軒 | Rep 1, 4 | 2005-04 | 2006-08 |
| See Wan Chiang 蔣詩韻 | Rep 1, 4 | 2007-06 | 2007-11 |
| Wei-Hsien Dawn Florina Foo | Rep 1, 4 | 2008-08 | 2010-03 |
| Joyce Po San Ip 葉寶珊 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-10 |
| Melissa Lee 李潔冰 | Rep 1, 4 | 2005-06 | 2010-03 |
| Yuk Sim Leung 梁玉嬋 | Rep 1, 4 | 2006-11 | 2008-07 |
| Angela Nga Yan Tsang 曾雅恩 | Rep 1, 4 | 2005-07 | 2008-05 |
| Tak Ming Tsang 曾德明 | Rep 1, 4 | 2007-02 | 2008-06 |
| Brenda Ka Yee Tse 謝嘉儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
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