Brenda Ka Yee Tse
謝嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brenda Ka Yee Tse (謝嘉儀), a licensed Responsible Officer with CE reference AFR862. Currently licensed at 1 firm(s): China Alpha Fund Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-08-10 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-08-10 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-07 | 2015-08-10 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 4 — Advising on securities | 2007-08-27 | 2015-07-30 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 1 — Dealing in securities | 2006-03-09 | 2015-07-30 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 1 — Dealing in securities | present | 2005-04-27 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 4 — Advising on securities | present | 2005-04-27 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-30 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 9 — Asset management | present | 2005-02-22 |