China Alpha Fund Management (HK) Limited
中國守正基金管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Alpha Fund Management (HK) Limited (中國守正基金管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AHA851. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 12 (total recorded over time: 54). Earliest licence on file: 2010-05-31.
Registered address
Suites 1901-02, 19/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2010-05-31 | present |
| Type 9 — Asset management | 2010-05-31 | present |
Licensed staff (all-time) (54)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Louis Man Fai Kwan 關文輝 | RO 4, 9 | 2011-10 | 2013-03 |
| Ho Yin Lai 黎浩然 | RO 4, 9 Rep 4, 9 | 2011-08 | 2014-08 |
| Hang Cheong Lau 劉恒昌 | RO 4, 9 Rep 4, 9 | 2014-01 | 2021-08 |
| Cheong Wing Lee 李昌榮 | RO 4, 9 | 2010-05 | 2012-05 |
| Kwok Hung Li 李國雄 | RO 4, 9 | 2010-05 | 2012-12 |
| Mingjiang Li 李明江 | RO 4 Rep 4, 9 | 2010-07 | 2012-10 |
| Craig Blaser Lindsay | RO 4, 9 Rep 4, 9 | 2014-07 | 2019-12 |
| Brenda Ka Yee Tse 謝嘉儀 | RO 4 Rep 4, 9 | 2015-08 | Present |
| Junyan Wang 王俊彥 | RO 4, 9 Rep 4, 9 | 2014-06 | Present |
| Yi (SFC:AUW136) Wang 王翼 | RO 4, 9 Rep 4, 9 | 2019-09 | 2026-02 |
| Cheng Xing 邢程 | RO 4, 9 Rep 4, 9 | 2019-01 | Present |
| Wai Kin (SFC:ACC364) Yeung 楊偉堅 | RO 4, 9 | 2010-05 | 2014-05 |
| Wing Yee Teresa Yeung 楊詠怡 | RO 4, 9 Rep 4, 9 | 2019-10 | Present |
| Zhan Yu 于湛 | RO 4, 9 Rep 4, 9 | 2019-03 | 2024-12 |
| Pu Zhai 翟普 | RO 4, 9 Rep 4, 9 | 2015-07 | 2018-09 |
| Miu Ting Au 區妙婷 | Rep 4, 9 | 2017-03 | 2025-01 |
| Wun Kwong Chan 陳桓洸 | Rep 4, 9 | 2016-07 | 2020-01 |
| Liushan Chen 陳柳山 | Rep 4, 9 | 2017-07 | 2020-01 |
| Chor Hei Cheung 張佐禧 | Rep 4, 9 | 2020-10 | 2021-09 |
| Kwok Chung Cheung 張國聰 | Rep 4, 9 | 2014-08 | 2018-07 |
| Tsz Pan Cheung 張梓斌 | Rep 4, 9 | 2020-08 | 2020-09 |
| Chi Chung Chiu 趙志中 | Rep 4, 9 | 2025-01 | 2026-04 |
| Kim Wah Chung 鍾儉樺 | Rep 4, 9 | 2014-05 | 2018-07 |
| Mei Gao 高梅 | Rep 4, 9 | 2013-11 | 2014-02 |
| Renjun Hong 洪忍俊 | Rep 4, 9 | 2023-07 | Present |
| Yiting (SFC:BRK644) Huang 黃逸婷 | Rep 4, 9 | 2021-07 | Present |
| Christopher Macdougall Jackson 賈克禮 | Rep 4, 9 | 2020-09 | 2020-10 |
| Kin San Lai 黎建新 | Rep 4, 9 | 2024-07 | Present |
| Chun Yin Lau 劉俊言 | Rep 4, 9 | 2022-06 | 2023-11 |
| Yat Tin Lee 李逸天 | Rep 4, 9 | 2021-12 | Present |
| Lin (SFC:BAG335) Li 李林 | Rep 4, 9 | 2024-08 | Present |
| Teng Li 李臻 | Rep 4, 9 | 2021-09 | 2022-07 |
| Hon Wai Liao 廖漢偉 | Rep 4, 9 | 2023-11 | 2024-05 |
| Huanbin Liu 劉煥彬 | Rep 4, 9 | 2021-04 | 2022-10 |
| Shuiyin Liu 劉水茵 | Rep 4, 9 | 2018-07 | 2019-10 |
| Xiaoxun Lu 陸曉遜 | Rep 4, 9 | 2012-11 | 2013-11 |
| Weizhong Ma 馬衛中 | Rep 4, 9 | 2016-09 | 2017-12 |
| Hanlu Men 門晗璐 | Rep 4, 9 | 2018-07 | 2020-11 |
| Ka Yiu Ng 吳家耀 | Rep 4, 9 | 2016-01 | 2021-06 |
| Ho Chuen Pang 彭浩銓 | Rep 4, 9 | 2021-02 | Present |
| Pui Cui So 蘇沛翹 | Rep 4, 9 | 2020-06 | 2022-01 |
| Shuwen Teng 滕書文 | Rep 4, 9 | 2019-10 | Present |
| Wai Li Teng 鄧偉立 | Rep 4, 9 | 2019-06 | 2020-09 |
| Sheung Ming Darren Tse 謝尚明 | Rep 4, 9 | 2021-04 | 2022-09 |
| Aodong Wang 王敖東 | Rep 4, 9 | 2026-04 | Present |
| Yi (SFC:BKA674) Wang 王毅 | Rep 4, 9 | 2017-08 | 2019-08 |
| Kin Sun (SFC:BHS010) Wong 黃鍵燊 | Rep 4, 9 | 2019-01 | 2024-06 |
| Yun Sum Wong 黃潤森 | Rep 4, 9 | 2018-10 | 2018-10 |
| Yuyan Wu 吳鈺衍 | Rep 4, 9 | 2020-02 | 2024-08 |
| Zhiming Xie 謝志明 | Rep 4, 9 | 2015-03 | 2020-07 |
| Wenyun Xu 徐雯雲 | Rep 4, 9 | 2021-04 | 2024-10 |
| Ji Yu 余佶 | Rep 4, 9 | 2021-05 | 2021-10 |
| Peng (SFC:ALS642) Zhang 張鵬 | Rep 4, 9 | 2014-07 | 2015-02 |
| Yifan Zhao 趙一帆 | Rep 4, 9 | 2022-08 | 2024-09 |
Showing 1–54 of 54
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司