Louis Man Fai Kwan
關文輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Man Fai Kwan (關文輝), a licensed former licensee with CE reference ADG156. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-28 | 2019-12-31 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 — Asset management | 2018-08-28 | 2019-12-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-09 | 2017-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-09-09 | 2017-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-26 | 2015-09-09 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-18 | 2015-02-11 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-18 | 2015-02-11 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-19 | 2013-09-18 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-07-19 | 2013-09-18 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-11 | 2013-03-15 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-10-11 | 2013-03-15 |
| Hui Xian Asset Management Limited 滙賢房託管理有限公司 |
RO | Type 9 — Asset management | 2011-04-08 | 2011-08-05 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-08-01 | 2011-04-08 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-08-01 | 2011-04-08 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2006-06-16 | 2008-05-26 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2006-06-02 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 — Asset management | present | 2006-06-02 |