CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC Securities Brokerage (HK) Limited (中信証券經紀(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAE879. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 289 (total recorded over time: 1131).
Registered address
26/F, CITIC Tower, 1 Tim Mei Avenue, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2004-03-11 |
| Type 7 — Providing automated trading services | present | 2004-03-11 |
| Type 9 — Asset management | present | 2006-05-09 |
Licensed staff (all-time) (1131)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Dennis Kin Hong Au 區健康 | RO 1 Rep 1 | 2003-09 | 2009-05 |
| Federico Bazzoni | RO 1 Rep 1 | 2009-01 | 2013-05 |
| Chengmiao Cai | RO 1 | 2025-09 | Present |
| Hoi Yee Chan 陳凱儀 | RO 1 Rep 1 | 2019-10 | Present |
| Matthew Man Ki Chan 陳文基 | RO 1, 4 Rep 1, 4 | 2018-05 | Present |
| Shujin Chen 陳樹錦 | RO 1, 4 Rep 1, 4 | 2017-08 | Present |
| Wai Leung Cheng 鄭偉良 | RO 1 Rep 1 | 2003-09 | 2014-08 |
| Wing Lam Cheung 張永林 | RO 4 Rep 4 | 2006-02 | 2007-01 |
| Yiu Lam Cheung 張耀林 | RO 1 Rep 1 | 2004-03 | Present |
| Yu Siu Cheung 張遇笑 | RO 1 Rep 1 | 2004-04 | Present |
| Ringo Kwok Keung Chiu 趙國強 | RO 1 Rep 1 | 2009-08 | 2014-05 |
| Shu Lai Chow 鄒樹禮 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2011-09 |
| Ka Kei Chung 鍾家琦 | RO 1 | 2022-08 | Present |
| Man Kei Fong 方雯姬 | RO 1, 4 Rep 1 | 2015-07 | Present |
| Dajiang Guo 過大江 | RO 1 Rep 1 | 2011-04 | 2016-07 |
| Jianchiu Han 韓劍秋 | RO 1 Rep 1 | 2011-10 | 2015-02 |
| Yifan (SFC:ANH096) Hu 胡一帆 | RO 4 Rep 4 | 2008-11 | 2011-06 |
| Chi Ming Hung 熊志明 | RO 1, 4, 6, 7, 9 Rep 1, 4, 9 | Pre-2003 | 2004-07 |
| Jing Jing 景京 | RO 1, 4 Rep 1, 4 | 2025-08 | Present |
| Ho Yan Kwan 關可人 | RO 1, 4 Rep 1, 4 | 2021-12 | 2023-10 |
| Louis Man Fai Kwan 關文輝 | RO 1, 4 Rep 4 | 2015-05 | 2017-05 |
| Hoi Yan Kwok 郭凱欣 | RO 4 Rep 1, 4 | 2006-02 | Present |
| James Kin Pong Lam 林建邦 | RO 4 | 2006-02 | 2019-11 |
| Shang Ling Lam 林雙菱 | RO 1 Rep 1 | 2010-11 | 2011-05 |
| Yat Ming (SFC:APU693) Lam 林一鳴 | RO 1, 4 Rep 1, 4 | 2010-11 | 2014-04 |
| Eddy Ka Yip Lau 劉家業 | RO 1, 4 Rep 1 | 2012-03 | Present |
| King Yuen Lau 劉敬元 | RO 1 Rep 1 | 2008-07 | 2017-06 |
| Mei-Lan Lee Shyu 徐美蘭 | RO 1 Rep 1 | 2010-01 | 2019-10 |
| Kwok Ming Leung 梁國明 | RO 1, 4 Rep 1 | 2008-12 | 2019-06 |
| Vivian Leung 梁慧雲 | RO 1, 4 Rep 1, 4 | 2006-02 | 2006-08 |
| Hong Shing Li 李康成 | RO 1, 7 | Pre-2003 | 2007-09 |
| Kai (SFC:BUX649) Li 李凯 | RO 1 | 2024-08 | 2025-08 |
| Leo Jia You Li 李珈佑 | RO 1, 4 Rep 1 | 2015-04 | 2020-02 |
| Norman Kai Keung Li 李繼強 | RO 1, 4, 7, 9 | Pre-2003 | 2006-04 |
| Stephanie Li 李培芬 | RO 1, 4, 9 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Jin Liu 劉瑾 | RO 1 Rep 1, 4 | 2004-03 | Present |
| Xiangting Liu 劉向婷 | RO 1, 4 Rep 1, 4 | 2017-08 | Present |
| Kenneth Wing Kin Lo 盧穎堅 | RO 1 Rep 1 | 2011-10 | 2012-10 |
| Wai Hung Ngan 顏偉洪 | RO 4 Rep 4 | 2012-01 | 2019-11 |
| Jianping Pan 潘建平 | RO 4 Rep 4 | 2006-06 | 2015-01 |
| Wensheng Peng 彭文生 | RO 4 Rep 4 | 2015-01 | 2016-10 |
| Siu Yan Poon 潘小茵 | RO 1, 4 Rep 1, 4 | 2012-07 | 2018-09 |
| Liangliang Qin 秦亮亮 | RO 1 Rep 1 | 2016-04 | 2026-02 |
| Wei (SFC:BBA381) Shang 尚巍 | RO 1, 4 Rep 1 | 2013-03 | 2017-09 |
| Manmohan Singh | RO 4 Rep 4 | 2012-02 | 2014-02 |
| Jia Sun 孫佳 | RO 1 Rep 1 | 2014-12 | Present |
| Jianfeng Sun 孫劍鋒 | RO 1, 4 Rep 1, 4 | 2008-08 | 2017-05 |
| Weiguo Tang 唐維國 | RO 1, 4 Rep 1, 4 | 2011-09 | 2023-08 |
| Hongbo Wang 王洪博 | RO 1 Rep 1, 4 | 2020-05 | Present |
| Cheung Kwan Wong 王長坤 | RO 1, 4 Rep 1, 4 | 2024-01 | Present |
| Daniel Tak Ho Wong 黃德豪 | RO 1 Rep 1 | 2007-06 | Present |
| Nim Poon Wong 黃念本 | RO 1, 7 | Pre-2003 | 2003-08 |
| Jianqiang Xu 許建強 | RO 1, 4 Rep 1 | 2012-10 | Present |
| Yifei Xue 薛一飛 | RO 1 Rep 1 | 2019-11 | 2025-01 |
| David Yam 任卓偉 | RO 1, 7 Rep 1 | Pre-2003 | 2007-11 |
| Eric Sau San Yeung 楊秀臣 | RO 1, 4 Rep 1 | 2007-04 | 2014-04 |
| Hong Sun Yeung 楊航生 | RO 1 Rep 1 | 2003-06 | 2013-09 |
| Siu Man Yeung 楊紹文 | RO 4 Rep 4 | 2007-09 | 2019-11 |
| Wing Hong Yeung 楊永康 | RO 1, 4 Rep 1, 4 | 2025-02 | Present |
| Ke Yin 殷可 | RO 1, 4 | 2007-11 | 2017-08 |
| Chung Pan Yip 葉仲彬 | RO 1, 4 Rep 1, 4 | 2016-04 | Present |
| Duo Zhang 張鐸 | RO 1, 4 Rep 1, 4 | 2020-01 | Present |
| Yuan (SFC:BPG310) Zhu 朱芫 | RO 1, 4 Rep 1, 4 | 2019-12 | Present |
| Zhongcheng Ai 艾仲承 | Rep 1 | 2016-02 | 2017-06 |
| Asif Turab Ali | Rep 1 | 2015-10 | 2017-08 |
| Joseph Tok Sin Ang 洪篤信 | Rep 1 | 2005-08 | 2007-09 |
| Andy Siu Ming Au 區兆明 | Rep 1 | 2018-04 | Present |
| Kai Yuen Au 區啟源 | Rep 1 | 2005-07 | 2013-07 |
| Ting Hay Au 區霆熙 | Rep 1 | 2015-12 | 2015-12 |
| Yiu Fai Au 區耀輝 | Rep 1, 4 | 2015-11 | 2016-03 |
| Rongfu Bao 鲍榮富 | Rep 4 | 2012-01 | 2013-06 |
| Shanjun Bao 鮑珊君 | Rep 4 | 2012-06 | 2013-06 |
| Xiaonan Bian 邊瀟男 | Rep 4 | 2013-12 | 2015-11 |
| Jingxing Cai 蔡景行 | Rep 1 | 2015-10 | 2017-06 |
| Ya Qi Cai | Rep 1, 4 | 2021-03 | 2022-02 |
| Zheng Cao 曹政 | Rep 1 | 2010-11 | 2017-06 |
| Xiangtao Cen 岑祥桃 | Rep 1, 4 | 2025-12 | Present |
| Andrea Cesaro | Rep 1 | 2008-12 | 2013-12 |
| Junyang Chai 柴君洋 | Rep 1, 4 | 2024-11 | Present |
| Bo Ching Chan 陳寶貞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2011-05 |
| Chi Sum (SFC:AMX142) Chan 陳志森 | Rep 1 | 2006-01 | 2009-10 |
| Cho Wing Chan 陳祖榮 | Rep 1 | 2004-09 | 2017-06 |
| Christina Simin Chan 陳關思敏 | Rep 1 | 2016-02 | 2017-06 |
| Chun Wah (SFC:AVA037) Chan 陳駿樺 | Rep 1 | 2010-04 | 2010-09 |
| Chun Wai Chan 陳進威 | Rep 1 | 2004-03 | 2009-09 |
| Daisy Chau Ling Chan 陳秋齡 | Rep 1 | 2006-08 | 2009-02 |
| Hin Man Chan 陳獻文 | Rep 1 | 2006-04 | Present |
| Hiu Ka Chan 陳曉嘉 | Rep 1, 4 | 2021-10 | 2025-07 |
| Ka Wai (SFC:BWG984) Chan 陳嘉威 | Rep 1, 4 | 2025-05 | Present |
| Ka Yi (SFC:AFE817) Chan 陳嘉怡 | Rep 1 | 2005-02 | 2006-01 |
| Kanas Yan Yan Chan 陳恩因 | Rep 1 | 2010-03 | 2013-11 |
| Kevin Siu Pong Chan 陳兆邦 | Rep 1 | 2025-10 | Present |
| Ki Yin Chan 陳其延 | Rep 1 | 2014-03 | Present |
| King (SFC:AXH382) Chan 陳競 | Rep 1 | 2016-10 | 2020-01 |
| Kitty Kit Yee Chan 陳潔儀 | Rep 1, 4 | 2017-12 | 2026-02 |
| Kwan Yin Chan 陳君然 | Rep 1, 4 | 2024-06 | 2026-03 |
| Kwok Bun Chan 陳國斌 | Rep 1 | 2011-05 | 2011-12 |
| Kwok Ching (SFC:AGA128) Chan 陳國振 | Rep 1 | 2003-10 | 2024-07 |
| Kwok Keung (SFC:AND460) Chan 陳國強 | Rep 1 | 2006-03 | 2022-05 |
| Lai Wan Chan 陳麗雲 | Rep 1 | 2006-07 | 2009-12 |
Showing 1–100 of 1131
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