Jianqiang Xu
許建強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianqiang Xu (許建強), a licensed Responsible Officer with CE reference BAJ277. Currently licensed at 4 firm(s): CITIC Securities International Global Markets Limited, CITIC Securities Asset Management (HK) Limited, CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 4 — Advising on securities | 2025-07-10 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-05-30 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-01 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-11-04 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-11-04 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-10-09 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-14 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-14 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-29 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-01-29 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-11 | 2022-11-04 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-07-11 | 2022-11-04 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-09 | 2020-05-06 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-17 | 2018-01-30 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2018-01-29 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-26 | 2018-01-29 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-18 | 2017-07-17 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2017-06-25 |