CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC Securities Asset Management (HK) Limited (中信證券資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ARE947. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 58 (total recorded over time: 164). Earliest licence on file: 2008-08-01.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Registered address
18/F, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2022-09-13 | present |
| Type 2 — Dealing in futures contracts | 2025-05-30 | present |
| Type 4 — Advising on securities | 2008-08-01 | present |
| Type 9 — Asset management | 2008-08-01 | present |
| Type 1 — Dealing in securities | 2014-10-17 | 2018-10-05 |
Licensed staff (all-time) (164)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lachlan Gordon Campbell 甘樂林 | RO 4, 9 Rep 1, 4, 9 | 2018-02 | 2019-01 |
| Xia Cao 曹霞 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-03 | Present |
| Wing Chow 周穎 | RO 1, 4, 9 Rep 4, 9 | 2020-11 | 2022-10 |
| Jeremy David Collard | RO 1, 2, 4, 9 Rep 4, 9 | 2018-11 | Present |
| Jianchiu Han 韓劍秋 | RO 1, 4, 9 | 2015-04 | 2016-01 |
| Louis Man Fai Kwan 關文輝 | RO 4, 9 Rep 4, 9 | 2008-08 | 2015-02 |
| Hang Cheong Lau 劉恒昌 | RO 4, 9 Rep 4, 9 | 2008-11 | 2014-01 |
| Kwok Ming Leung 梁國明 | RO 1 | 2014-10 | 2018-06 |
| En Tzu Li 李恩慈 | RO 4, 9 Rep 4, 9 | 2019-10 | Present |
| Craig Blaser Lindsay | RO 4, 9 | 2008-08 | 2014-06 |
| Guangming Liu 劉廣明 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-03 | 2020-03 |
| Jing (SFC:BWN287) Liu 刘靖 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2025-08 | Present |
| Xinguo Liu 劉新國 | RO 1, 4, 9 Rep 4, 9 | 2019-02 | 2025-06 |
| Allen G Sing 甄浩然 | RO 4, 9 Rep 4, 9 | 2017-03 | 2021-01 |
| John Arthur Liam Stevenson | RO 4, 9 Rep 4, 9 | 2015-09 | 2018-12 |
| Junyan Wang 王俊彥 | RO 4, 9 | 2008-08 | 2014-01 |
| Samuel Wang 汪定國 | RO 4, 9 | 2014-12 | 2015-06 |
| Zhihua Wang 王志華 | RO 9 Rep 9 | 2008-08 | 2010-07 |
| Yong Weng 翁涌 | RO 4, 9 | 2014-12 | 2015-05 |
| Jianqiang Xu 許建強 | RO 1, 2, 4, 9 Rep 4, 9 | 2022-07 | Present |
| Danny Kai Chi Yan 甄啟智 | RO 4, 9 Rep 4, 9 | 2011-11 | 2018-04 |
| Hong Sun Yeung 楊航生 | RO 1 | 2014-10 | 2018-04 |
| Zheng (SFC:AOL699) Zhang 張正 | RO 1, 4, 9 Rep 4, 9 | 2021-04 | Present |
| Kongdong Zheng 鄭孔棟 | RO 4, 9 | 2015-04 | 2017-04 |
| Man Ho Au 區文浩 | Rep 1, 2, 4 | 2025-05 | Present |
| Yiu Fai Au 區耀輝 | Rep 1, 4, 9 | 2014-07 | 2016-03 |
| Jialin Bai 白嘉霖 | Rep 1, 4, 9 | 2025-08 | Present |
| Chi Hang Chan 陳志恆 | Rep 4, 9 | 2008-12 | 2011-05 |
| Eva Yee Wah (SFC:AGM562) Chan 陳綺華 | Rep 4, 9 | 2008-09 | 2014-01 |
| Henry Wing Hang Chan 陳穎恆 | Rep 1, 4, 9 | 2014-06 | 2016-08 |
| Lap San Raymond Chan 陳立燊 | Rep 4, 9 | 2015-09 | 2016-02 |
| Ruiting Chen 陈睿婷 | Rep 1, 4, 9 | 2026-01 | Present |
| Tianxing Chen 陈天行 | Rep 4, 9 | 2024-05 | Present |
| Wen (SFC:BRV888) Chen 陳文 | Rep 1, 4, 9 | 2021-11 | Present |
| Xiyuan Chen 陈曦园 | Rep 1, 4, 9 | 2024-07 | Present |
| Yongqiang Chen 陳永強 | Rep 4, 9 | 2012-07 | 2013-06 |
| Zhengzhe Chen 陈正哲 | Rep 1, 4, 9 | 2023-10 | Present |
| Zian Chen 陳梓安 | Rep 1, 2, 4, 9 | 2024-08 | Present |
| Jiakang Cheng 程家康 | Rep 1, 4, 9 | 2024-11 | 2025-09 |
| David Ching Leung Cheung 張正樑 | Rep 9 | 2009-05 | 2010-07 |
| Jonathan Che Wing Cheung 張智榮 | Rep 4, 9 | 2018-08 | 2018-11 |
| Chi Hon Choi 蔡志寒 | Rep 4, 9 | 2021-07 | Present |
| Sehyun Choi | Rep 1, 2, 4 | 2023-12 | 2025-11 |
| Angela Mei Kei Chow 鄒美琦 | Rep 4, 9 | 2012-07 | 2013-01 |
| Zhirui Du 杜知睿 | Rep 1, 2, 4 | 2021-09 | Present |
| Patrick Shun-Dung Eng | Rep 4, 9 | 2015-10 | 2017-02 |
| Oscar Hok Kar Fong 方學嘉 | Rep 4, 9 | 2013-10 | 2015-06 |
| Wing Tsan Fung 馮永贃 | Rep 4, 9 | 2010-03 | 2010-08 |
| Ran Guo 郭然 | Rep 1, 4, 9 | 2021-11 | Present |
| Yun He 賀昀 | Rep 4, 9 | 2014-04 | 2014-11 |
| Tina Yi Mei Ho 何伊薇 | Rep 1, 2, 4 | 2024-09 | 2026-01 |
| Eugene Yow Seng Hsiao | Rep 4, 9 | 2017-09 | 2018-12 |
| Ping Hu 胡萍 | Rep 1, 4, 9 | 2021-11 | Present |
| Wentao (SFC:BWT545) Hu 胡文韬 | Rep 1, 4, 9 | 2025-09 | Present |
| Guoqin Huang 黃國欽 | Rep 1, 4 | 2024-06 | 2025-06 |
| Kai (SFC:AOB359) Huang 黃凱 | Rep 4, 9 | 2011-01 | 2013-08 |
| Xian Jia Huang 黃賢嘉 | Rep 4, 9 | 2015-09 | 2018-11 |
| Kexun Jia 贾可训 | Rep 1, 4, 9 | 2025-09 | Present |
| Yingyun Jiang 蔣穎云 | Rep 4, 9 | 2020-11 | 2024-02 |
| Yue (SFC:BGP809) Jiang 姜越 | Rep 4 | 2021-04 | 2021-11 |
| Lei Jing 荆镭 | Rep 1, 4, 9 | 2026-02 | Present |
| Alexander H Kent | Rep 4, 9 | 2017-09 | 2018-10 |
| Felix Man Chun Kwok 郭文駿 | Rep 4, 9 | 2017-03 | 2018-04 |
| Chi Kin (SFC:AIR705) Lai 賴子健 | Rep 4, 9 | 2010-07 | 2011-06 |
| Kin Pui Lai 黎建培 | Rep 4 | 2022-05 | 2022-11 |
| Kin Sang Lam 林健生 | Rep 4, 9 | 2011-07 | 2017-06 |
| Tau Hing Lam 林斗興 | Rep 4, 9 | 2019-09 | 2019-11 |
| Cheong Lau 劉暢 | Rep 1, 4 | 2020-08 | 2024-02 |
| Joanne Yan-Wah Lau 劉恩華 | Rep 1, 2, 4 | 2022-05 | Present |
| Man Sing (SFC:AMU896) Law 羅文星 | Rep 4, 9 | 2014-03 | 2015-09 |
| Kotis Cheuk Hin Lee 李綽軒 | Rep 1, 2, 4 | 2025-07 | Present |
| Siu Keung Lee 李兆強 | Rep 4, 9 | 2013-07 | 2014-05 |
| Yuen Wa Lee 李婉華 | Rep 4, 9 | 2013-12 | 2014-10 |
| Koon Yin Leung 梁冠賢 | Rep 4, 9 | 2011-06 | 2017-11 |
| Chen (SFC:BTT296) Li 李晨 | Rep 4, 9 | 2023-05 | Present |
| Gang Li 李綱 | Rep 1, 4, 9 | 2022-09 | 2024-08 |
| Jingyi Li 李靜怡 | Rep 1, 4, 9 | 2022-10 | Present |
| Lu Li 李璐 | Rep 4, 9 | 2011-03 | 2013-11 |
| Shang Xian Li 李尚賢 | Rep 1, 4 | 2022-05 | Present |
| Shaoqing Li 李少卿 | Rep 1, 2, 4, 9 | 2023-09 | Present |
| Xuan (SFC:ARI945) Li 李璇 | Rep 4, 9 | 2024-08 | Present |
| Zehuan Li 李澤環 | Rep 1, 4 | 2021-08 | 2025-04 |
| Boyao Liang 梁博堯 | Rep 1, 2, 4 | 2026-04 | Present |
| Xinyi Liang 梁欣仪 | Rep 1, 2, 4 | 2022-05 | 2026-03 |
| Xin Liao 廖馨 | Rep 4, 9 | 2016-08 | 2017-06 |
| Sitong Lin 林思佟 | Rep 1, 4, 9 | 2024-03 | Present |
| Wang Lin 林望 | Rep 1, 2, 4, 9 | 2022-09 | Present |
| Enyu Liu 劉恩予 | Rep 4, 9 | 2021-03 | 2022-01 |
| Guibao Liu 劉桂保 | Rep 4, 9 | 2015-09 | 2017-09 |
| Liang (SFC:BGE209) Liu 劉亮 | Rep 1, 4, 9 | 2025-11 | Present |
| Manlu Liu 劉曼璐 | Rep 1, 4, 9 | 2016-03 | 2017-06 |
| Mengxiao Liu 劉梦晓 | Rep 1, 4, 9 | 2022-04 | Present |
| Qingyang Liu 劉清揚 | Rep 1, 2, 4 | 2025-11 | Present |
| Weiping Liu 刘卫平 | Rep 1, 4, 9 | 2026-03 | Present |
| Chia-Yu Lu 盧佳鈺 | Rep 4, 9 | 2015-10 | 2015-11 |
| Hsing I Lu 盧幸怡 | Rep 4, 9 | 2015-10 | 2016-10 |
| Qing Lu 盧青 | Rep 1, 2, 4 | 2025-02 | Present |
| Tao Ma 馬韜 | Rep 4, 9 | 2021-10 | Present |
| Weizhong Ma 馬衛中 | Rep 4, 9 | 2014-01 | 2015-07 |
| Yuwei Ma 馬雨微 | Rep 1, 4, 9 | 2021-11 | Present |
Showing 1–100 of 164
Other Hong Kong SFC firms with overlapping regulated activities
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 4 shared activity types · 華泰金融控股(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 4 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 4 shared activity types · 招商證券(香港)有限公司
BlackRock Asset Management North Asia Limited
CE AFF275 · 236 staff · 4 shared activity types · 貝萊德資產管理北亞有限公司
SinoPac Securities (Asia) Limited
CE BIZ502 · 217 staff · 4 shared activity types · 永豐金證券(亞洲)有限公司
HSBC Global Asset Management (Hong Kong) Limited
CE AAF684 · 204 staff · 4 shared activity types
FIL Investment Management (Hong Kong) Limited
CE AAG408 · 196 staff · 4 shared activity types · 富達基金(香港)有限公司
Futu Securities International (Hong Kong) Limited
CE AZT137 · 186 staff · 4 shared activity types · 富途證券國際(香港)有限公司