En Tzu Li
李恩慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for En Tzu Li (李恩慈), a licensed Responsible Officer with CE reference BNC713. Currently licensed at 1 firm(s): CITIC Securities Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-23 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-06-23 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-26 | 2021-05-31 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-28 | 2021-05-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-28 | 2021-06-23 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-28 | 2021-06-23 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-27 | 2019-10-08 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-27 | 2019-10-08 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-27 | 2019-10-08 |