Craig Blaser Lindsay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Blaser Lindsay, a licensed Responsible Officer with CE reference AEE208. Currently licensed at 1 firm(s): Asia Alpha Systems Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Alpha Systems Limited |
RO | Type 9 — Asset management | 2026-02-20 | present |
| Asia Alpha Systems Limited |
Rep | Type 9 — Asset management | 2025-12-29 | 2026-02-20 |
| Uluwatu Limited | RO | Type 9 — Asset management | 2022-04-26 | 2025-08-01 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 4 — Advising on securities | 2021-04-12 | 2022-03-31 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 9 — Asset management | 2021-04-12 | 2022-03-31 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-04 | 2021-04-12 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
Rep | Type 9 — Asset management | 2021-03-04 | 2021-04-12 |
| Apeiron Capital Limited 倍嶸資本有限公司 |
RO | Type 4 — Advising on securities | 2020-02-20 | 2021-01-31 |
| Apeiron Capital Limited 倍嶸資本有限公司 |
RO | Type 9 — Asset management | 2020-02-20 | 2021-01-31 |
| Apeiron Capital Limited 倍嶸資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-21 | 2020-02-20 |
| Apeiron Capital Limited 倍嶸資本有限公司 |
Rep | Type 9 — Asset management | 2020-01-21 | 2020-02-20 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-08-27 | 2019-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-08-27 | 2019-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-29 | 2014-08-27 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-07-29 | 2014-08-27 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-18 | 2014-03-19 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-08-01 | 2014-06-28 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-08-01 | 2014-06-28 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 — Advising on securities | 2007-03-21 | 2014-03-19 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 — Asset management | 2007-03-21 | 2014-03-19 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-01 | 2007-03-21 |
| Sattva Investment Advisors Limited | RO | Type 4 — Advising on securities | 2004-04-22 | 2007-01-31 |
| Sattva Investment Advisors Limited | RO | Type 5 — Advising on futures contracts | 2004-04-22 | 2007-01-31 |
| Sattva Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2004-02-13 | 2004-04-22 |
| Sattva Investment Advisors Limited | Rep | Type 5 — Advising on futures contracts | 2004-02-13 | 2004-04-22 |
| UFJ Investments Asia Limited |
Rep | Type 4 — Advising on securities | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 9 — Asset management | present | 2003-10-02 |