UFJ Investments Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UFJ Investments Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference AAO234. Current licensed staff on file: 0 (total recorded over time: 11).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-09-30 |
| Type 4 — Advising on securities | present | 2003-09-30 |
| Type 5 — Advising on futures contracts | present | 2003-09-30 |
| Type 6 — Advising on corporate finance | present | 2003-09-30 |
| Type 9 — Asset management | present | 2003-09-30 |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Nobuyuki Hidaka | RO 4, 5, 9 | Pre-2003 | 2003-09 |
| Craig Lawrence Chudleigh | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
| Hiroshi Goto | Rep 4, 5, 9 | Pre-2003 | 2003-09 |
| Jason Richard Gow | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
| Craig Blaser Lindsay | Rep 4, 5, 6, 9 | Pre-2003 | 2003-10 |
| Bernhard Klaus Meister | Rep 4, 5, 9 | Pre-2003 | 2003-09 |
| Mark Gavin Mitchard | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
| Neil Timothy Mowbray | Rep 4, 5, 6, 9 | Pre-2003 | 2003-10 |
| Joseph Thomas Oyaski | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
| David Jonathan Subak-Sharpe | Rep 4, 5, 6, 9 | Pre-2003 | 2003-10 |
| Tim Chiu Yin Wong 黃昭然 | Rep 4, 5, 6, 9 | Pre-2003 | 2003-08 |
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