Sattva Investment Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sattva Investment Advisors Limited, a Hong Kong-based licensed corporation with CE reference AJD196. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2003-10-30.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2003-10-30 | 2015-04-22 |
| Type 5 — Advising on futures contracts | 2003-10-30 | 2015-04-22 |
| Type 9 — Asset management | 2008-02-21 | 2015-04-22 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kiron Krishna Bose | RO 4, 5, 9 Rep 4, 5 | 2005-12 | 2009-10 |
| Craig Blaser Lindsay | RO 4, 5 Rep 4, 5 | 2004-02 | 2007-01 |
| Kent Kin Fan Ma 馬健勳 | RO 4, 5, 9 Rep 4, 5 | 2007-06 | 2013-03 |
| Hetalkumar Bipinchandra Shah | RO 4, 5, 9 | 2013-06 | 2014-11 |
| Samir Surendra Shah | RO 4, 5, 9 | 2003-10 | 2015-04 |
| John William Stephens | RO 4, 5 | 2003-10 | 2007-05 |
| Hang Cheong Lau 劉恒昌 | Rep 4, 5 | 2006-10 | 2006-11 |
| Tse Fung Lau 劉子峯 | Rep 9 | 2009-10 | 2010-01 |
Showing 1–8 of 8