Hetalkumar Bipinchandra Shah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hetalkumar Bipinchandra Shah ( ), a licensed former licensee with CE reference AGP774. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SM Investment Advisors Limited |
RO | Type 9 — Asset management | 2014-12-03 | 2021-11-01 |
| Sattva Investment Advisors Limited | RO | Type 5 — Advising on futures contracts | 2014-05-29 | 2014-11-30 |
| Sattva Investment Advisors Limited | RO | Type 4 — Advising on securities | 2013-06-27 | 2014-11-30 |
| Sattva Investment Advisors Limited | RO | Type 5 — Advising on futures contracts | 2013-06-27 | 2013-12-27 |
| Sattva Investment Advisors Limited | RO | Type 9 — Asset management | 2013-06-27 | 2014-11-30 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2007-03-06 | 2013-04-18 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-03-06 | 2013-04-18 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2007-03-06 | 2013-04-18 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2007-03-06 | 2013-04-18 |