JPMorgan Asset Management (Asia Pacific) Limited

CE No. AAA121 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for JPMorgan Asset Management (Asia Pacific) Limited, a Hong Kong-based licensed corporation with CE reference AAA121. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 147 (total recorded over time: 534). Earliest licence on file: 2006-02-16.

Registered address

17/F, Tower 2, The Quayside, 77 Hoi Bun Road, Kwun Tong, Kowloon

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2006-02-16 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2004-11-19

Licensed staff (all-time) (534)
Active on date

Name Activities First licensed To
Michael Scott Brady RO 4, 5, 6, 9 Rep 1 Pre-2003 2004-10
Lee Matthew Bray RO 1, 2, 9 Rep 1, 2, 4, 5, 9 2008-06 Present
Julio Cesar Callegari RO 4, 5, 9 Rep 1, 2, 4, 5, 9 2018-08 Present
Edwin Tsun Kay Chan 陳俊祺 RO 4, 9 Rep 4, 9 2007-10 Present
Stephen Koon Bong Chang 張冠邦 RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2004-04 2018-02
Chi Hoi Cheung 張志海 RO 5 2009-02 2014-06
Albert Chuang RO 4, 9 Rep 4, 5, 9 2018-10 2024-10
Mark Robert John Davids RO 4, 5, 9 Rep 4, 5, 9 2009-12 Present
Ayaz Hatim Ebrahim RO 4, 5, 9 Rep 4, 9 2015-12 2024-03
Andrew Economos RO 4 Rep 4, 9 2010-09 2014-03
Philippe El Asmar RO 4, 9 Rep 4, 9 2018-03 Present
Andrew Douglas Eu 余義焜 RO 4, 5, 9 Pre-2003 2006-07
Michael Irving Falcon RO 1, 2, 4, 5, 9 Rep 9 2015-02 2018-12
Rachel Selah Farrell RO 4, 9 Rep 4, 9 2014-12 2017-04
Chung Shun Fong 馮忠信 RO 9 2006-12 2018-03
Miles Anthony Sloan Geldard RO 4, 5, 6, 9 Rep 4, 5, 9 Pre-2003 2006-05
Leon Goldfeld RO 4, 5, 9 Rep 4, 9 2016-05 Present
Roger Anthony Hepper RO 2, 4, 5, 9 Pre-2003 2015-03
Shaw Yann Ho 何少燕 RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2011-05 2024-08
Simon Paul Hodges RO 1, 2 Rep 1, 2, 9 2022-05 Present
Li-Ching Hsu 許立慶 RO 1, 4, 9 Pre-2003 2011-04
Cheung Tai Hui 許長泰 RO 4, 9 Rep 4, 9 2012-12 Present
Lily Suet Lai Lau 劉雪麗 RO 9 2006-01 2012-06
Hung Bun Lee 李鴻斌 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2015-05
Elka Kit Yee Leung 梁潔儀 RO 4, 9 2020-10 Present
Piers Aidan Litherland RO 1, 2, 4, 5, 6, 9 Rep 1 Pre-2003 2012-01
David James Mundy RO 4, 9 Rep 4, 9 2017-10 2018-04
Joo Yeow Gerry Ng 黃祖耀 RO 4, 9 Rep 1 Pre-2003 2004-12
Ka Li Ng 吳家俐 RO 4, 9 Rep 4, 9 2017-08 2025-11
Seng Leong Ng 黃成良 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2004-09 2013-03
Terry San Kong Pan 潘新江 RO 9 2007-03 2015-01
Jung-Yun Park 朴貞姸 RO 4, 9 Rep 4, 9 2018-10 2020-06
Edward Leffingwell Pulling RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2015-09
Jeffrey James Roskell RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2024-03
Aidan Daniel Shevlin RO 4, 5, 9 Rep 1, 4, 5, 9 2005-06 Present
Rukhshad Tehmton Shroff RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2020-07
Samantha Sau Yan Stowe 陳秀恩 RO 1, 2, 9 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2016-09
Ken Wai Ming Tam 譚偉明 RO 9 2006-05 2012-12
Wai Nam Tang 鄧偉南 RO 1, 2, 9 Rep 1, 2, 4, 5, 9 2007-07 Present
Richard Edward Titherington RO 4, 5, 9 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2022-02
Kok Wing To 杜國榮 RO 5 2006-02 2008-12
Howard Hao Wang RO 1, 4, 9 Rep 1, 4, 5, 9 2005-07 2023-04
Qionghui Wang 王琼慧 RO 4, 9 Rep 4, 9 2008-06 2022-08
Daniel James Watkins RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2019-01 Present
Wing Sze Yeung 楊詠詩 RO 4, 9 Rep 4, 9 2006-07 2021-09
V William Frank Agee 陈天耀 Rep 4, 9 2025-10 Present
Abbas Ali Rep 4, 5, 9 2022-08 2024-07
Hannah Jess Anderson Rep 4, 9 2017-02 2020-04
Ka Ian Ao Ieong 歐陽嘉恩 Rep 4, 9 2012-07 2013-07
Wina May Appleton 薈納 Rep 4, 9 2013-12 2020-09
David Graham Atkinson Rep 4, 5, 6, 9 Pre-2003 2003-06
Betty Mei Tak Au 歐美德 Rep 4, 6, 9 Pre-2003 2008-04
Tsz Ki Au 區子祈 Rep 4, 9 2019-04 2020-12
Yee Wing Au 區綺穎 Rep 4, 9 2014-05 2018-06
John Baker Rep 4 2014-01 2014-01
Shujuan Susan Bao Rep 4 2025-03 2025-03
Supreet Singh Bhan Rep 4, 9 2025-03 Present
Ce (SFC:BIM214) Bian 卞策 Rep 4, 9 2016-10 2021-06
Oleg Igorevich Biryulyov Rep 4 2003-09 2007-11
Alice Maria Brader-Ellis Rep 4, 9 2007-09 2014-06
Nicholas Michael Bundy Rep 1, 4, 5 2004-09 2004-12
Ella Catherine Burton Rep 4, 9 2024-09 Present
Jiadian Cai 蔡佳甸 Rep 4, 9 2022-11 2024-09
Xinyu Cai 蔡心語 Rep 4, 9 2023-12 Present
Rory Thomas Caines Rep 4, 9 2020-05 Present
Jordan Adam Calinoff Rep 4, 9 2010-10 2012-05
Emily Whei Cao Rep 4, 9 2016-07 2016-12
Yiqi Chai 柴伊琦 Rep 4, 9 2019-01 2019-04
Benjamin Chung Fai Chan 陳頌暉 Rep 4, 9 2007-10 2008-06
Chak Kuen Chan 陳澤權 Rep 4, 5, 9 2019-09 Present
Charmaine Ching Man Chan 陳靖汶 Rep 4, 9 2013-06 Present
Dennis Chi Chung Chan 陳子聰 Rep 4, 9 2014-09 Present
Francesco Chi Ho Chan 陳智灝 Rep 4, 9 2015-06 Present
Frederick Wei Hin Chan 陳瑋軒 Rep 4, 9 2023-12 2024-04
Hwang Hsiung Chan Rep 4, 5, 9 2007-05 2009-10
Kwun Chung Kenneth Chan 陳冠中 Rep 1, 4, 5, 9 2012-05 2017-06
Margo Cheuk Luen Chan 陳卓聯 Rep 4, 9 2008-10 2013-07
Matthew Ho Hin Chan 陳皥軒 Rep 4, 9 2021-11 2024-07
Mo Yan Chan 陳慕恩 Rep 4, 9 2013-11 2018-09
Ngai Ting Chan 陳毅亭 Rep 4, 9 2025-04 Present
On Ki Chan Rep 4, 9 2012-07 2017-06
Pui Chi Chan 陳沛芝 Rep 4, 9 2016-09 2021-08
Tsz Yin (SFC:AXH326) Chan 陳芷嫣 Rep 4, 9 2015-02 2015-05
Vista Yuen Fong Chan 陳婉芳 Rep 4, 6, 9 Pre-2003 2010-11
Wai Sze Stephanie Chan 陳慧詩 Rep 4, 9 2014-07 2016-05
An-Chieh Chang 張安傑 Rep 4, 5, 9 2015-01 Present
Yu Cheng Chang 張育誠 Rep 4, 9 2016-05 2019-08
Hong Chao 巢虹 Rep 4, 9 2012-02 2014-08
Fiona Yuet Yi Chau Rep 4, 9 2023-01 Present
da Che 車達 Rep 4, 5, 9 2015-10 2017-07
Kheng Leong Cheah Rep 4, 9 2009-04 Present
Chia-Hui (SFC:BFH422) Chen 陳佳慧 Rep 4, 9 2015-04 2018-11
Hsiang Ling Chen 陳香綾 Rep 4, 9 2018-11 Present
Mengli Chen 陳夢蒞 Rep 4, 9 2013-08 2016-12
Noelle Ngan Nee Chen 陳雁妮 Rep 4, 9 2021-11 Present
Qianqian Chen 陳乾乾 Rep 4, 5, 9 2025-10 Present
Yingjie (SFC:BSR644) Chen 陈颖洁 Rep 4, 5, 9 2022-07 Present
Kim Wa Cheng 鄭劍樺 Rep 4, 9 2010-02 2011-06
Ping (SFC:AFM614) Cheng 鄭萍 Rep 4, 5, 6, 9 Pre-2003 2005-03
Sheng-Yen Cheng 鄭聖諺 Rep 4, 9 2016-04 2021-02
Showing 1–100 of 534

Other Hong Kong SFC firms with overlapping regulated activities

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 5 shared activity types · 宏利投資管理(香港)有限公司

SinoPac Securities (Asia) Limited

CE BIZ502 · 217 staff · 5 shared activity types · 永豐金證券(亞洲)有限公司

HSBC Global Asset Management (Hong Kong) Limited

CE AAF684 · 204 staff · 5 shared activity types

FIL Investment Management (Hong Kong) Limited

CE AAG408 · 196 staff · 5 shared activity types · 富達基金(香港)有限公司

Futu Securities International (Hong Kong) Limited

CE AZT137 · 186 staff · 5 shared activity types · 富途證券國際(香港)有限公司

Yuanta Securities (Hong Kong) Company Limited

CE ABS015 · 136 staff · 5 shared activity types · 元大證券(香港)有限公司

Chief Securities Limited

CE BWN872 · 118 staff · 5 shared activity types · 致富證券有限公司

uSmart Securities Limited

CE BJA907 · 95 staff · 5 shared activity types · 盈立證券有限公司

Related