Michael Scott Brady
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Scott Brady ( ), a licensed former licensee with CE reference ACM349. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ellis Brady Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2006-10-31 | 2020-09-03 |
| Execution Noble (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2005-10-10 | 2006-08-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-04-16 | 2004-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 — Advising on securities | present | 2004-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 5 — Advising on futures contracts | present | 2004-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 — Asset management | present | 2004-10-31 |