Edward Leffingwell Pulling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Leffingwell Pulling ( ), a licensed former licensee with CE reference AAJ868. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 2 — Dealing in futures contracts | 2012-02-02 | 2015-09-05 |
| JF International Management Inc. | RO | Type 4 — Advising on securities | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 5 — Advising on futures contracts | 2012-02-02 | 2015-09-05 |
| JF International Management Inc. | RO | Type 9 — Asset management | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 — Asset management | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-01-06 | 2012-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-06 | 2012-02-02 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | present | 2012-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2012-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | present | 2012-02-02 |
| JF International Management Inc. | Rep | Type 6 — Advising on corporate finance | present | 2004-04-27 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-27 |
| JF International Management Inc. | Rep | Type 9 — Asset management | present | 2012-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2012-02-02 |