Philippe El Asmar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe El Asmar, a licensed Responsible Officer with CE reference AWW451. Currently licensed at 2 firm(s): JPMorgan Funds (Asia) Limited, JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-29 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2018-05-29 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2018-05-29 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 — Asset management | 2018-05-29 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 — Asset management | 2018-05-29 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-28 | 2018-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2018-03-28 | 2018-05-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-28 | 2018-05-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2018-03-28 | 2018-05-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2018-03-28 | 2018-05-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-02 | 2014-04-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-14 | 2012-03-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-15 | 2011-10-14 |