Simon Paul Hodges
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Paul Hodges, a licensed Responsible Officer with CE reference BSL751. Currently licensed at 1 firm(s): JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2024-08-08 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 2 — Dealing in futures contracts | 2024-08-08 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2022-05-27 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-05-27 | 2024-08-08 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 — Dealing in futures contracts | 2022-05-27 | 2024-08-08 |