Yee Wing Au
區綺穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wing Au (區綺穎), a licensed former licensee with CE reference BDK994. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-27 | 2025-07-17 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-27 | 2025-07-17 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-06 | 2018-06-22 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-06 | 2018-06-22 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-07-06 | 2018-06-22 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2014-05-16 | 2018-06-22 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-05-16 | 2018-06-22 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2014-05-16 | 2018-06-22 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2014-05-16 | 2018-06-22 |