Pui Chi Chan
陳沛芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chi Chan (陳沛芝), a licensed Representative with CE reference BIE991. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-13 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-13 | present |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2021-09-21 | 2024-02-28 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2021-09-21 | 2024-02-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-15 | 2021-08-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-09-15 | 2021-08-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-15 | 2021-08-31 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2016-09-15 | 2018-07-03 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2016-09-15 | 2021-08-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-09-15 | 2021-08-31 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2016-09-15 | 2018-07-03 |