Wai Sze Stephanie Chan
陳慧詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze Stephanie Chan (陳慧詩), a licensed Responsible Officer with CE reference BDU330. Currently licensed at 1 firm(s): Allfunds Hong Kong Limited . Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allfunds Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2020-03-25 | present |
| Allfunds Hong Kong Limited |
RO | Type 4 — Advising on securities | 2020-03-25 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-20 | 2016-05-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-20 | 2016-05-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-08-20 | 2016-05-06 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2014-07-14 | 2016-05-06 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-07-14 | 2016-05-06 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2014-07-14 | 2016-05-06 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2014-07-14 | 2016-05-06 |