Ka Li Ng
吳家俐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Li Ng (吳家俐), a licensed former licensee with CE reference ANP858. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-13 | 2025-11-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2017-12-13 | 2025-11-21 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-12-13 | 2025-11-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 — Asset management | 2017-12-13 | 2025-11-21 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-12-13 | 2025-11-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-08-21 | 2017-12-13 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-21 | 2017-12-13 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2017-08-21 | 2017-12-13 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-08-21 | 2017-12-13 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-28 | 2017-12-13 |