uSmart Securities Limited

盈立證券有限公司
CE No. BJA907 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for uSmart Securities Limited (盈立證券有限公司), a Hong Kong-based licensed corporation with CE reference BJA907. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 95 (total recorded over time: 185). Earliest licence on file: 2017-07-13.

Registered address

2607, 26F, FWD Financial Centre, 308 Des Voeux Road Central, Hong Kong

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2017-07-13 present
Type 2 — Dealing in futures contracts 2026-01-06 present
Type 4 — Advising on securities 2017-07-13 present
Type 5 — Advising on futures contracts 2026-01-06 present
Type 6 — Advising on corporate finance 2024-12-10 present
Type 9 — Asset management 2017-07-13 present

Licensed staff (all-time) (185)
Active on date

Name Activities First licensed To
Hin Hong Chan 陳顯康 RO 1, 2, 5 Rep 1 2024-11 Present
Wai Chung (SFC:AOD117) Chan 陳偉聰 RO 1, 4 Rep 1, 4, 9 2019-10 2022-07
Che Hao Chang 張哲豪 RO 1, 4, 9 Rep 1, 4 2022-12 2024-07
Bomin Chen 陳博民 RO 1, 2, 5 Rep 1 2024-11 2026-02
Chi Ho (SFC:AOV370) Cheng 鄭志豪 RO 1, 4, 9 Rep 1, 4, 9 2022-04 2024-04
Ignatius Shun Lim Cheung 張舜廉 RO 6 2024-12 Present
Siu Hung Fung 馮兆鴻 RO 1, 4, 9 2017-07 2018-12
Taoli Hong 洪桃李 RO 1, 2, 4, 5, 9 2019-09 Present
Chao (SFC:ASF493) Huang 黃超 RO 4, 9 Rep 1, 4, 9 2025-12 Present
Jimson Ka Wing Hung 洪嘉榮 RO 1 Rep 1 2023-09 2024-02
Xiong Jiang 蔣雄 RO 4, 9 Rep 1, 4, 6, 9 2023-06 Present
Chu Sing Jim 詹柱星 RO 1, 4 Rep 1, 4, 9 2025-05 Present
Chi Kan Lam 林志勤 RO 1, 6 Rep 1, 6 2025-05 Present
Kwok Hei Lau 劉國熙 RO 1, 4, 9 Rep 1 2019-07 2021-06
Chien Han Lee 李建翰 RO 1, 4, 9 Rep 1, 4, 9 2024-01 Present
Chun Shing Leung 梁俊成 RO 4, 9 Rep 4, 9 2020-12 2023-06
Wai Chung Leung 梁偉忠 RO 1 Rep 1 2021-08 2023-08
Jixiang Li RO 1, 4, 9 Rep 1, 4, 9 2022-05 2022-09
Chun Wai Lock 駱俊瑋 RO 1 Rep 1 2022-07 2025-11
Nick Yiu Kwong Man 文耀光 RO 1, 6 2025-11 Present
Ka Ho Mok 莫嘉豪 RO 1, 4, 9 2019-07 2019-10
Wing Hoi Ng 吳泳愷 RO 1 Rep 1, 4, 9 2019-04 2021-06
Kit Cheung Sun 辛傑翔 RO 6 2024-12 Present
Dao Gyng Tan 陳道烱 RO 1, 4, 9 2017-07 2019-09
Wing Lun (SFC:AVL490) Tang 鄧永麟 RO 1 Rep 1, 2, 4 2019-09 Present
Po Kwan Tsea 謝寶君 RO 6 Rep 6 2025-09 Present
Cho Wai Wong 黃祖衛 RO 1 2024-02 2024-10
Hai Xin 忻海 RO 1, 4, 9 2019-01 2021-12
King Leung Yu 余敬良 RO 1, 4 Rep 1, 2, 4, 9 2019-10 Present
Man Ho Yu 余文浩 RO 4, 9 2024-02 Present
Wing Kit Yuen 袁永傑 RO 1, 4 Rep 1, 4, 9 2019-09 2023-04
Yu (SFC:BTG755) Cai 蔡雨 Rep 4, 9 2023-02 2026-04
King Hang Chak 翟景恆 Rep 1, 4, 9 2022-04 2023-12
Chun Hei Chan 陳真希 Rep 1, 2 2025-10 Present
Ka Kin Chan 陳家建 Rep 1, 4, 9 2021-04 2022-06
Kei Yin Chan 陳紀燃 Rep 1 2023-10 2025-09
Kwok Hei Chan 陳國禧 Rep 1 2025-07 Present
Kwok Keung (SFC:BUL892) Chan 陳國强 Rep 1, 4, 9 2024-01 Present
Wing Man (SFC:BRS568) Chan 陳穎雯 Rep 1, 4 2021-10 2022-08
Chin Wang Chau 周展宏 Rep 1 2021-02 2022-04
Chia-Hui (SFC:ASU227) Chen 陳佳慧 Rep 1, 4, 9 2026-04 Present
Jinbo Chen 陳金波 Rep 1, 4 2025-12 Present
Lik Chit Chen 陳力捷 Rep 1, 9 2024-10 2026-04
Qiang (SFC:BHO455) Chen 陳強 Rep 1 2026-03 Present
Chi Ho (SFC:AWC625) Cheng 鄭智浩 Rep 4, 9 2020-12 2021-01
Nga Sze Cheng 鄭雅詩 Rep 1, 4 2020-08 2022-08
Yuen Chiu Cheng 鄭元超 Rep 1, 4, 9 2019-08 2020-07
Chi Cheung 張弛 Rep 1, 4 2024-01 2025-08
Hoi Kit Cheung 張凱杰 Rep 1, 2 2025-07 Present
Suet Ying (SFC:BWF192) Cheung 張雪盈 Rep 1 2025-05 Present
Yan Ho (SFC:BQV729) Cheung 張殷豪 Rep 1, 4, 9 2021-03 2022-08
Eric Hin Lik Chin 陳顯歷 Rep 9 2019-05 2019-06
Chi Shing Chong 莊治城 Rep 1, 4, 9 2021-04 2022-07
Mei Yee Chow 周美儀 Rep 1, 4 2019-12 2021-09
Lee Lee Choy 蔡莉莉 Rep 1 2019-09 2022-07
Hattie Chui 徐凱蒂 Rep 1, 4, 9 2023-08 Present
Lai Man Chui 徐麗敏 Rep 1, 2, 4 2020-05 Present
Sunfeiyue Cui 崔孫飛躍 Rep 1 2020-02 2020-09
Yunlei Dan 但芸蕾 Rep 1, 2, 4, 9 2022-10 Present
Jiaqi Deng 鄧嘉麒 Rep 1, 4 2025-12 Present
Tiantian Dong 董天天 Rep 1, 4, 9 2024-02 Present
Vivian Catherine Wai Ying Fong 方韋盈 Rep 1, 4, 9 2021-03 2022-07
Wei (SFC:BTH397) Gao 高偉 Rep 1, 4 2023-01 Present
Xuemei Gao 高雪梅 Rep 1, 4 2021-09 2023-01
Yuan Gong 龔媛 Rep 1, 4, 9 2021-04 Present
Cuiyun Guo 郭翠云 Rep 1, 4 2023-08 Present
Pan (SFC:BXW663) Hu 胡攀 Rep 1 2026-05 Present
Yitong Hu 胡旖童 Rep 1 2026-02 Present
Jianwen Huang 黃鍵文 Rep 1, 4, 6, 9 2023-05 Present
Liangze Huang 黃良澤 Rep 1 2025-10 Present
Lingying Huang 黃玲英 Rep 1, 4 2024-07 Present
Chiu Loi Hung 洪超來 Rep 1 2025-11 Present
Kong Fung Ip 葉江峰 Rep 1 2019-08 2024-09
O Lung Kee 祁傲龍 Rep 1, 2 2026-04 Present
Oi Wa Kong 江愛華 Rep 1, 4 2022-01 2022-10
Chi Sum Kwan 關智森 Rep 1 2023-10 2024-07
Kwai Ming Natalie Kwok 郭桂明 Rep 1 2021-11 2023-06
Ka Chun (SFC:BOW602) Lam 林嘉俊 Rep 1, 4, 9 2019-09 2020-04
Ka Wai (SFC:BDM257) Lam 林家威 Rep 1, 4, 9 2024-12 2025-07
Mai Suet Lam 林米雪 Rep 1 2026-05 Present
Man Kin Lam 林文建 Rep 1, 4, 9 2022-11 2023-10
Ching Man Yvonne Lau 劉靜文 Rep 1, 4 2021-11 2022-10
Hei Kan Lau 劉僖芹 Rep 1 2025-02 2025-12
Chun Yuen Lee 李峻源 Rep 1 2020-02 2020-11
Chung Yee (SFC:BPY470) Lee 李宗儀 Rep 1 2020-08 2020-10
Kei Fung Leung 梁奇峰 Rep 1 2026-05 Present
Ping Chuen Leung 梁炳銓 Rep 1, 2 2024-10 Present
Yun Bo Leung 梁潤寶 Rep 1, 4 2022-09 Present
Yun Tim Leung 梁潤添 Rep 1 2022-08 Present
Dengge Li 李登閣 Rep 1, 4 2024-05 2024-09
Ho Yin Li 李昊彥 Rep 1 2019-08 2021-01
Jiaqian Li 李佳倩 Rep 1, 4 2021-02 2021-09
Ling (SFC:BXW664) Li 李凌 Rep 1 2026-05 Present
Ruifu Li 李瑞甫 Rep 1, 4 2024-06 Present
Sisi (SFC:BSJ237) Li 李思思 Rep 1, 4, 9 2022-12 2024-09
Tsz Hin (SFC:BPT037) Li 李梓軒 Rep 1 2026-04 Present
Yezi Li 李叶子 Rep 1, 4, 9 2024-12 Present
Yufen Li 李育芬 Rep 1 2025-07 Present
Guanliang Liang 梁冠亮 Rep 1 2026-04 Present
Yonghua Liao 廖永華 Rep 1 2025-08 Present
Showing 1–100 of 185

Other Hong Kong SFC firms with overlapping regulated activities

Yuanta Securities (Hong Kong) Company Limited

CE ABS015 · 136 staff · 6 shared activity types · 元大證券(香港)有限公司

Zheshang International Financial Holdings Co., Limited

CE BGD825 · 52 staff · 6 shared activity types · 浙商國際金融控股有限公司

Hongkong and Shanghai Banking Corporation Limited, The

CE AAA523 · 0 staff · 6 shared activity types · 香港上海滙豐銀行有限公司

Standard Chartered Bank (Hong Kong) Limited

CE AJI614 · 0 staff · 6 shared activity types · 渣打銀行(香港)有限公司

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 5 shared activity types · 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 5 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 5 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 5 shared activity types · 華泰金融控股(香港)有限公司

Related