Nick Yiu Kwong Man
文耀光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nick Yiu Kwong Man (文耀光), a licensed Responsible Officer with CE reference AGZ760. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-28 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-11-28 | present |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-21 | 2025-05-01 |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-09-21 | 2025-05-01 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-21 | 2022-09-21 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-06-21 | 2022-09-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-09 | 2022-01-14 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-07-09 | 2022-01-14 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-05 | 2018-07-09 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-05 | 2018-07-09 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-14 | 2018-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2015-09-14 | 2018-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-14 | 2018-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2015-09-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-13 | 2015-09-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-13 | 2015-09-14 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-22 | 2015-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 — Advising on securities | 2011-03-22 | 2015-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-22 | 2015-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-01 | 2011-03-22 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-22 | 2011-03-22 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-22 | 2011-03-22 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-04-30 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-04-30 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-12 |