Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guosen Securities (HK) Capital Company Limited (國信證券(香港)融資有限公司), a Hong Kong-based licensed corporation with CE reference AUX600. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 6 — Advising on corporate finance. Current licensed staff on file: 77 (total recorded over time: 225). Earliest licence on file: 2010-06-30.
Registered address
Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-06-30 | present |
| Type 6 — Advising on corporate finance | 2010-06-30 | present |
Licensed staff (all-time) (225)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yihan Cai 蔡依含 | RO 6 Rep 6 | 2020-12 | 2022-02 |
| Cheuk Yiu Chan 陳焯堯 | RO 1 Rep 1, 6 | 2015-11 | 2017-11 |
| Kwun Wah Derek Chan 陳冠樺 | RO 1, 6 | 2013-10 | 2014-01 |
| Mazy Man Sze Chan 陳敏思 | RO 6 Rep 1, 6 | 2013-11 | 2014-01 |
| Xiao (SFC:AVA602) Chen 陳曉 | RO 1, 6 Rep 1, 6 | 2011-06 | 2013-05 |
| Gang (SFC:AUX584) Cheng 成鋼 | RO 1, 6 | 2011-03 | 2013-04 |
| Elaine Yee Man Cheung 張綺雯 | RO 1, 6 Rep 1, 6 | 2014-02 | 2015-07 |
| Gan Chong 莊瑾 | RO 1, 6 Rep 1, 6 | 2015-12 | 2019-01 |
| Rooppi Ching Man Ho 何靜文 | RO 1, 6 Rep 1, 6 | 2011-03 | 2011-11 |
| Kwai Yim Koh 高貴艷 | RO 1, 6 Rep 1, 6 | 2011-04 | 2015-01 |
| Pak Kin Koo 古栢堅 | RO 1, 6 Rep 1, 6 | 2011-04 | 2011-08 |
| Lai Tsui Kwok 郭麗翠 | RO 1, 6 Rep 1, 6 | 2011-04 | 2013-12 |
| Jimmy Ching Man Lai 黎政民 | RO 1, 6 Rep 1, 6 | 2014-12 | 2015-05 |
| Chi Kan Lam 林志勤 | RO 6 Rep 1, 6 | 2011-05 | 2012-08 |
| Frank Pun Yuen Lam 林本源 | RO 1, 6 | 2010-06 | 2010-11 |
| Siu Ki Lau 劉紹基 | RO 1, 6 Rep 1, 6 | 2017-07 | Present |
| Hoi Yan (SFC:AXZ043) Lee 李凱恩 | RO 1, 6 Rep 1, 6 | 2014-03 | 2016-04 |
| Lai Kar Leung 梁禮嘉 | RO 1, 6 Rep 1, 6 | 2016-11 | 2019-11 |
| Laurent Kin Cheong Leung 梁健昌 | RO 1, 6 Rep 1, 6 | 2011-08 | 2012-10 |
| Xiaoning Lu 呂曉寧 | RO 1, 6 | 2011-03 | 2011-09 |
| Tak Yan Lui 呂德仁 | RO 1, 6 Rep 1, 6 | 2014-02 | 2014-12 |
| Nick Yiu Kwong Man 文耀光 | RO 1, 6 Rep 1, 6 | 2018-07 | 2022-01 |
| Phoebe Suet Yee Mui 梅雪儀 | RO 6 Rep 1, 6 | 2014-02 | 2015-03 |
| Irene Ho Ying Poon 潘可盈 | RO 1, 6 Rep 1, 6 | 2019-09 | Present |
| Segundo Willy Sam Chang 沈維理 | RO 1, 6 | 2010-06 | 2010-11 |
| Kenneth Kar Kin Sit 薛家鍵 | RO 1, 6 Rep 1, 6 | 2014-08 | 2017-04 |
| Wai Kit Siu 蕭偉杰 | RO 1, 6 Rep 1, 6 | 2012-03 | 2022-01 |
| Pui Yu Sung 宋沛榆 | RO 1, 6 Rep 1, 6 | 2021-05 | 2025-10 |
| Ronald Hiu Fai Sung 宋曉輝 | RO 6 Rep 1 | 2010-06 | 2010-12 |
| Man Hong Tam 譚文康 | RO 6 Rep 1, 6 | 2016-02 | 2017-01 |
| Tony Yee Hin Tse 謝宇軒 | RO 1, 6 Rep 1, 6 | 2011-05 | 2012-08 |
| Kin Wing Tsui 崔健榮 | RO 1, 6 Rep 1, 6 | 2011-04 | 2013-09 |
| Joseph Jason Wan 尹宸賢 | RO 1, 6 Rep 1, 6 | 2014-01 | Present |
| Chi Hung Wong 黃志雄 | RO 1, 6 Rep 1, 6 | 2011-06 | 2012-09 |
| Alfred Kin San Wu 胡健生 | RO 1, 6 Rep 1, 6 | 2014-08 | 2016-04 |
| Ka Chun Wu 胡嘉俊 | RO 6 Rep 1, 6 | 2015-03 | 2017-05 |
| Liting Xiong 熊力頲 | RO 1, 6 Rep 1, 6 | 2017-10 | 2021-12 |
| Yan Kei Ying 應仁基 | RO 6 Rep 1, 6 | 2011-04 | 2014-06 |
| Kwok Kwan Yip 葉國均 | RO 1, 6 Rep 1, 6 | 2011-03 | 2015-04 |
| Fangwei Yu 余方偉 | RO 6 | 2010-06 | 2010-11 |
| Chenghong Zhang 張成弘 | RO 1, 6 Rep 1, 6 | 2019-09 | Present |
| Hui (SFC:AOX819) Zhang 張輝 | RO 1, 6 Rep 1, 6 | 2012-02 | 2021-01 |
| Jing Bian 卞京 | Rep 1, 6 | 2011-08 | 2013-09 |
| Jing (SFC:BMY570) Bian 卞静 | Rep 1, 6 | 2020-05 | 2020-09 |
| Qilong Cai 蔡其龙 | Rep 6 | 2025-01 | Present |
| Christy Cheuk Ki Chan 陳卓琦 | Rep 1, 6 | 2013-11 | 2016-01 |
| Henry Hei Wai Chan 陳晞瑋 | Rep 1, 6 | 2019-01 | 2021-02 |
| Kwan Kit Chan 陳鈞傑 | Rep 1, 6 | 2011-09 | 2012-08 |
| Aaron Zai Yuen Chang 張世炫 | Rep 1, 6 | 2014-05 | 2015-08 |
| David Shui Kei Chang 張瑞祺 | Rep 1, 6 | 2011-05 | 2012-01 |
| Lian Fu Chen 陈连福 | Rep 6 | 2025-06 | Present |
| Tong (SFC:BLY494) Chen 陳童 | Rep 1, 6 | 2018-02 | 2018-06 |
| Wei (SFC:AWS993) Chen 陳薇 | Rep 1, 6 | 2011-02 | 2012-04 |
| Yanfei Chen 陳彥斐 | Rep 1, 6 | 2014-11 | 2016-01 |
| Yilin (SFC:BQI799) Chen 陈怡琳 | Rep 1, 6 | 2020-11 | 2023-12 |
| Yixin (SFC:AWJ023) Chen 陳一新 | Rep 1, 6 | 2013-08 | 2013-12 |
| Yueyang Chen 陳越陽 | Rep 6 | 2025-06 | Present |
| Yuqing Chen 陳宇清 | Rep 6 | 2026-04 | Present |
| Zhenyu (SFC:BWH291) Chen 陳振瑜 | Rep 6 | 2025-05 | Present |
| Chi Lun Brandon Cheng 鄭至倫 | Rep 1, 6 | 2023-10 | Present |
| Sui Ying Chin 錢瑞英 | Rep 1, 6 | 2013-10 | 2014-01 |
| Yung-Ting Chuang 莊詠婷 | Rep 1, 6 | 2018-07 | 2021-02 |
| Alan Chi Bun Chung 鍾智斌 | Rep 1, 6 | 2011-05 | 2011-08 |
| Yuchao Ding 丁昱超 | Rep 6 | 2011-04 | 2012-03 |
| Chang Dong 董昶 | Rep 1, 6 | 2018-11 | 2019-12 |
| Xu (SFC:AZC459) Du 杜栩 | Rep 1, 6 | 2012-03 | 2019-05 |
| Matthew Hunkee Eng 伍恆基 | Rep 1, 6 | 2012-05 | 2012-08 |
| Chao (SFC:BXJ568) Fan 范超 | Rep 6 | 2026-01 | Present |
| Jinge Feng 豐藎鴿 | Rep 6 | 2023-10 | Present |
| Chengyuan Fu 傅程遠 | Rep 1, 6 | 2011-05 | 2012-05 |
| Minke Fu 傅敏珂 | Rep 6 | 2025-02 | Present |
| Chengyi Gong 龔成一 | Rep 6 | 2026-01 | 2026-02 |
| Rui (SFC:AYE510) Guo 郭蕊 | Rep 1, 6 | 2011-10 | 2013-05 |
| Xiuyuan Guo 郭修遠 | Rep 6 | 2025-10 | Present |
| Yu (SFC:BVQ967) Guo 郭昱 | Rep 6 | 2025-01 | Present |
| Tian Hao 郝恬 | Rep 6 | 2025-07 | Present |
| Dingding He 賀丁丁 | Rep 1, 6 | 2011-03 | 2013-05 |
| Jialuo He 何家洛 | Rep 6 | 2025-07 | Present |
| Likun He 何立坤 | Rep 1 | 2026-03 | Present |
| Ting Kin Ho 何庭堅 | Rep 6 | 2017-09 | 2018-08 |
| Yun (SFC:BXL007) Hong 洪運 | Rep 6 | 2026-04 | Present |
| Anthony Francis Hopson | Rep 1, 6 | 2012-05 | 2013-04 |
| Kaiwen Hou 侯凱文 | Rep 1, 6 | 2014-08 | 2016-01 |
| Yinqi Hu 胡殷祺 | Rep 6 | 2026-04 | Present |
| Jianjun Huang 黃堅俊 | Rep 1, 6 | 2024-02 | 2024-06 |
| Xiaosha Huang 黃小莎 | Rep 1, 6 | 2012-07 | 2013-10 |
| Zixin Huang 黃子忻 | Rep 6 | 2026-04 | Present |
| Tsz Lap Hui 許子立 | Rep 1, 6 | 2012-01 | 2012-04 |
| Di Jiang 姜迪 | Rep 1, 6 | 2018-09 | 2021-07 |
| Wendel Siu Leung Kwan 關兆良 | Rep 1, 6 | 2015-02 | 2015-10 |
| Wang Hei Kwok 郭宏禧 | Rep 6 | 2026-04 | Present |
| Tony Yu Chun Kwong 鄺逸聰 | Rep 1, 6 | 2012-05 | 2013-05 |
| Hiram Long Hin Lam 林朗軒 | Rep 1, 6 | 2011-04 | 2014-11 |
| Chuen Yan Lee 李銓殷 | Rep 1, 6 | 2013-10 | 2014-10 |
| Joshua Chi Hwa Lee 李智華 | Rep 1, 6 | 2011-05 | 2012-01 |
| Siu Hang (SFC:AZF978) Lee 李兆恆 | Rep 1, 6 | 2012-03 | 2013-10 |
| Jie Lei 雷介 | Rep 6 | 2025-01 | Present |
| Man Ho (SFC:AMF525) Leung 梁文豪 | Rep 1, 6 | 2013-12 | 2014-02 |
| Chengyi Li 李承毅 | Rep 6 | 2025-07 | Present |
| Jianguo Li 李建國 | Rep 6 | 2025-07 | Present |
Showing 1–100 of 225
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