Xiaoning Lu
呂曉寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoning Lu (呂曉寧), a licensed former licensee with CE reference AWO451. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-30 | 2011-09-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-30 | 2011-09-30 |