Yuchao Ding
丁昱超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuchao Ding (丁昱超), a licensed former licensee with CE reference AQS596. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-26 | 2024-10-04 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 4 — Advising on securities | 2021-05-26 | 2024-11-26 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 9 — Asset management | 2021-05-26 | 2024-11-26 |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 1 — Dealing in securities | 2020-02-24 | 2021-05-24 |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 4 — Advising on securities | 2020-02-24 | 2021-05-24 |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 9 — Asset management | 2020-02-24 | 2021-05-24 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-15 | 2019-07-11 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-12-15 | 2019-07-11 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-12-15 | 2019-07-11 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-09 | 2017-12-15 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-06-09 | 2017-12-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-23 | 2015-04-23 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-15 | 2012-03-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-22 | 2011-04-01 |