Mazy Man Sze Chan
陳敏思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mazy Man Sze Chan (陳敏思), a licensed Responsible Officer with CE reference AHX245. Currently licensed at 2 firm(s): SDIC Securities Corporate Finance (Hong Kong) Limited, SDIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-25 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | present |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-06-18 | present |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-24 | 2014-06-18 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-30 | 2014-01-09 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-06 | 2014-01-09 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-06 | 2013-12-30 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-02-24 | 2013-11-05 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-19 | 2013-11-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-19 | 2013-11-05 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-19 | 2011-02-24 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-15 | 2010-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-01-22 | 2010-09-08 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-11 | 2009-09-07 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-26 | 2006-08-19 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-01 | 2006-04-21 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-25 | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-25 | 2004-03-31 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-11 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-24 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-11 |