First Asia Finance Group Limited
第一亞洲金融集團有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Asia Finance Group Limited (第一亞洲金融集團有限公司), a Hong Kong-based licensed corporation with CE reference ACD565. Current licensed staff on file: 0 (total recorded over time: 22).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2020-01-29 |
| Type 4 — Advising on securities | present | 2020-01-29 |
| Type 6 — Advising on corporate finance | present | 2020-01-29 |
| Type 9 — Asset management | present | 2005-02-21 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ting Kee Cheung 張廷基 | RO 1, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Graham Ka Wai Lam 林家威 | RO 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Sze Tang Li 利仕騰 | RO 1, 4, 6, 9 | Pre-2003 | 2020-01 |
| William Kwok Wai Wong 黃國威 | RO 1, 6 | 2003-06 | 2004-10 |
| Frederick Tse Wai Wu 吳子惠 | RO 1, 4, 6 | 2003-10 | 2019-04 |
| Angel Pui Ling Au 區珮玲 | Rep 6 | 2004-11 | 2005-06 |
| Mazy Man Sze Chan 陳敏思 | Rep 4, 6, 9 | Pre-2003 | 2003-04 |
| Andrew Chi Ming Cheng 鄭志明 | Rep 4, 6, 9 | Pre-2003 | 2004-08 |
| Wilson Kin Cheung 張健 | Rep 4, 6, 9 | Pre-2003 | 2005-08 |
| Ka Yee Chung 鍾嘉儀 | Rep 6 | 2003-11 | 2005-08 |
| Ka Pong Ho 何嘉邦 | Rep 6 | 2005-12 | 2007-02 |
| Ming Yan Ho 何明欣 | Rep 1, 6 | 2003-05 | 2003-11 |
| Wendy Zi Yin Lai 黎枳言 | Rep 6 | 2003-06 | 2004-04 |
| Yan (SFC:AMX705) Lam 林茵 | Rep 6 | 2006-03 | 2007-02 |
| Hing Bun Lau 劉慶斌 | Rep 6 | 2007-01 | 2009-02 |
| Adrian (SFC:BDJ811) Li 利至恩 | Rep 1, 6 | 2014-05 | 2019-08 |
| Ying Wah Li 李應華 | Rep 6 | 2004-09 | 2004-12 |
| Arlene Ngai 魏雅欣 | Rep 4, 6, 9 | Pre-2003 | 2003-06 |
| Frank Kwai Shing 盛季 | Rep 4, 6, 9 | Pre-2003 | 2004-05 |
| Yiu Tong Tsai 蔡耀堂 | Rep 6 | 2004-09 | 2005-03 |
| Jessica Wai Man Tse 謝慧敏 | Rep 4, 6, 9 | Pre-2003 | 2003-09 |
| Nga Leung Wong 黃雅亮 | Rep 6 | 2005-07 | 2007-07 |
Showing 1–22 of 22