Graham Ka Wai Lam
林家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Ka Wai Lam (林家威), a licensed Responsible Officer with CE reference ACO473. Currently licensed at 1 firm(s): Gram Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gram Capital Limited 嘉林資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-12 | present |
| Proton Capital Limited 普頓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-08-28 | 2014-01-29 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-04-15 | 2013-08-16 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-11-06 | 2008-04-11 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-09 | 2006-11-06 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-04-02 | 2006-09-28 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-16 | 2004-03-31 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-04-16 | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-04-16 | 2004-03-31 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-11 | 2003-04-16 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-11 | 2003-04-16 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-04-09 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 — Advising on securities | present | 2003-04-09 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-04-11 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 9 — Asset management | present | 2003-04-09 |