Ming Yan Ho
何明欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Yan Ho (何明欣), a licensed former licensee with CE reference AHH576. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2022-03-31 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-12-06 | 2022-03-31 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-27 | 2018-09-06 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-27 | 2018-09-06 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-02 | 2017-11-27 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-02 | 2017-11-27 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-10 | 2017-05-05 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-10 | 2017-05-05 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-27 | 2017-04-10 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-27 | 2017-04-10 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-23 | 2017-02-04 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-15 | 2017-02-04 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-07 | 2016-09-23 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-07 | 2014-05-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-11-21 | 2005-05-11 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-21 | 2003-11-07 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-21 | 2003-11-07 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-21 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-19 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-21 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-19 |