Grand Cathay Securities (Hong Kong) Limited
大華證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grand Cathay Securities (Hong Kong) Limited (大華證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AFE145. Current licensed staff on file: 0 (total recorded over time: 104). Earliest licence on file: 2007-04-18.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-10-02 |
| Type 4 — Advising on securities | present | 2005-02-07 |
| Type 6 — Advising on corporate finance | 2007-04-18 | 2015-10-29 |
| Type 6 — Advising on corporate finance | present | 2005-02-07 |
| Type 9 — Asset management | 2007-04-18 | 2015-10-29 |
| Type 9 — Asset management | present | 2005-02-07 |
Licensed staff (all-time) (104)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kevin Ka Leung Chan 陳家良 | RO 1, 6 | 2007-04 | 2009-12 |
| Kim Ling Chan 陳劍陵 | RO 6 | 2007-04 | 2010-04 |
| Wai Kay Cheung 張偉奇 | RO 1, 6 Rep 4, 6, 9 | Pre-2003 | 2003-11 |
| Ming-Hsi Chiu 邱明熙 | RO 1 | 2008-09 | 2008-09 |
| Christine Jui-Mei Chung 鍾瑞美 | RO 6 | 2008-07 | 2009-09 |
| Tsai-Ling Fang 方采羚 | RO 1, 9 | 2005-11 | 2008-06 |
| Lei Ming Feng 馮雷明 | RO 1, 6 | Pre-2003 | 2003-06 |
| Hock Meng Foong | RO 1 | 2014-06 | 2017-05 |
| Shao-Ching Hung 洪韶卿 | RO 1, 9 Rep 1, 4, 9 | 2004-12 | 2007-12 |
| Gary Chung Yan Kwan 關淙仁 | RO 1, 4 | Pre-2003 | 2014-05 |
| Charlotte Cheng Mei Lee 李正美 | RO 1, 4, 6 | 2003-08 | 2004-09 |
| Ji-An Lo 羅吉安 | RO 9 Rep 1 | 2005-07 | 2009-08 |
| Howard Tong 唐浩活 | RO 1, 4 Rep 1 | 2004-06 | 2005-04 |
| Chak Wai Wong 黃集蔚 | RO 1 | 2014-07 | 2017-10 |
| Kam Wah Wong 黃錦華 | RO 1, 6 Rep 1, 6 | 2006-09 | 2010-04 |
| Chiang Li Wu 吳強立 | RO 1 | 2017-05 | 2017-10 |
| Kelvin King Shiu Wu 胡景邵 | RO 1, 6 | Pre-2003 | 2003-06 |
| Tsung-Wei Yang 楊宗威 | RO 1, 9 Rep 1, 4, 9 | 2004-12 | 2014-09 |
| Ka Fai Chan 陳家輝 | Rep 1 | 2007-02 | 2012-09 |
| Sai Hung Chan 陳世雄 | Rep 1 | 2012-10 | 2017-10 |
| Chi-Wen Chen 陳啟文 | Rep 1 | 2008-07 | 2010-03 |
| Chih-Kuo Chen 陳治國 | Rep 1 | 2010-06 | 2010-09 |
| Hsui-Yi Chen 陳秀儀 | Rep 1 | 2007-07 | 2012-04 |
| Jou-Hsun Chen 陳柔勳 | Rep 1 | 2007-03 | 2017-10 |
| Shu-Wei Chen 陳書維 | Rep 1 | 2005-07 | 2007-05 |
| Tsou Wei Chen 陳鄒偉 | Rep 1 | 2006-10 | 2007-04 |
| Ying-Chih Chen 陳盈之 | Rep 1 | 2006-05 | 2009-04 |
| Wai Fai Cho 曹偉輝 | Rep 1 | 2012-10 | 2017-10 |
| Hsi-Wei Chou 周熙偉 | Rep 6 | 2007-10 | 2011-03 |
| Yat Kwai Chow 周日貴 | Rep 1 | 2003-10 | 2004-10 |
| Wai Kit Choy 蔡偉傑 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Mei-Chun Chung 鍾美君 | Rep 1 | 2005-10 | 2010-03 |
| Sheng-Yu Chung 鍾聖玉 | Rep 1 | 2012-08 | 2012-09 |
| Yan Yan Chung 鍾恩恩 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Koon Yan Fung 馮冠欣 | Rep 1 | 2012-05 | 2012-09 |
| I-Nung Han 韓依濃 | Rep 1 | 2006-09 | 2012-03 |
| Ming Yan Ho 何明欣 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Wei-Hao Ho 何維浩 | Rep 1 | 2007-09 | 2010-05 |
| Yung-Shun Hou 侯永順 | Rep 1 | 2006-08 | 2017-10 |
| Tai-Ling Hsiao 蕭岱玲 | Rep 1 | 2005-07 | 2011-06 |
| Chia-Ju Hsieh 謝佳如 | Rep 1 | 2007-11 | 2010-03 |
| Wang-Hsuan Hsieh 謝旺璇 | Rep 1, 4 | 2005-03 | 2006-10 |
| Wen-Long Hsieh 謝文隆 | Rep 1, 4 | 2005-03 | 2005-06 |
| Chun-Yi Hsu 徐君毅 | Rep 1 | 2006-08 | 2008-04 |
| Fei-Wen Hsu 徐斐雯 | Rep 1, 4 | 2005-03 | 2006-02 |
| Li-Yueh Hsu 許瓈月 | Rep 1 | 2006-09 | 2017-10 |
| Chia-Yu Huang 黃家玉 | Rep 1 | 2005-06 | 2006-09 |
| Chien-Chung Huang 黃建中 | Rep 1 | 2007-01 | 2010-05 |
| Chien-Ming Huang 黃健銘 | Rep 1 | 2006-12 | 2011-05 |
| Huei-Chu Huang 黃慧珠 | Rep 1, 6 | 2006-09 | 2008-07 |
| Ki Fung Kong 江琦峰 | Rep 1 | 2012-10 | 2014-03 |
| Pei-Yu Kung 龔姵羽 | Rep 1 | 2006-09 | 2011-02 |
| Chun-Ju Kuo 郭純如 | Rep 1 | 2007-05 | 2007-12 |
| Yen-Ling Kuo 郭妍伶 | Rep 1 | 2004-02 | 2005-08 |
| Sze Yiu Gordon Kwok 郭師堯 | Rep 6 | 2003-12 | 2004-05 |
| Keith Chin Cheung Kwong 鄺展翔 | Rep 1 | 2008-02 | 2015-08 |
| Ming Ki Lai 黎銘其 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Yuen Chuen Lam 林遠存 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Fernando Maria da Conceicao Lao 劉偉奇 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Ching-Yi Lee 李靜怡 | Rep 1, 4 | 2005-03 | 2007-07 |
| Fang Jiuan Lee | Rep 1 | 2005-04 | 2005-08 |
| Siu Lun Lee 李兆麟 | Rep 1 | 2012-10 | 2017-09 |
| Yi-Chun Lee 李逸君 | Rep 1 | 2006-11 | 2007-03 |
| Yiu Sing Lee 李燿㐼 | Rep 1 | 2007-05 | 2013-03 |
| Chia-Lin Li 黎嘉琳 | Rep 1 | 2005-10 | 2011-03 |
| Ching-Yi Liao 廖靜宜 | Rep 1 | 2005-10 | 2009-01 |
| Min-Jung Liao 廖敏容 | Rep 1 | 2005-07 | 2005-09 |
| Ai-Lun Lin 林艾倫 | Rep 1 | 2005-07 | 2007-05 |
| Hsi Lin 林曦 | Rep 1 | 2008-05 | 2011-05 |
| Hsin-An Lin 林信安 | Rep 1 | 2005-08 | 2005-11 |
| Hsiu-Ling Lin 林秀玲 | Rep 1 | 2007-05 | 2009-02 |
| Shu-Fen Lin 林淑芬 | Rep 1 | 2006-08 | 2007-11 |
| Yi-Ching Lin 林逸清 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-07 |
| Yu-Chung Lin 林裕崇 | Rep 1 | 2005-06 | 2005-08 |
| Shih-Chi Liu 劉世祺 | Rep 1 | 2010-08 | 2011-02 |
| Yi-Chiang Liu 劉伊強 | Rep 1, 4 | 2005-03 | 2005-04 |
| Hung Yu Ng 吳鴻裕 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Pei-Yu Shih 施珮瑜 | Rep 1 | 2006-12 | 2010-04 |
| Raymond So 蘇利民 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Chin-Chih Su 蘇靜枝 | Rep 1 | 2005-06 | 2017-01 |
| Yung-Lun Sun 孫雍倫 | Rep 1 | 2011-11 | 2013-01 |
| Chia Tien Tan 譚家典 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Ngai Fung Tong 湯毅鋒 | Rep 1 | 2012-11 | 2017-10 |
| Michelle Yee Har Tsang 曾綺霞 | Rep 1 | 2003-05 | 2003-06 |
| Hsuan-Chun Tseng 曾炫鈞 | Rep 1 | 2007-06 | 2008-01 |
| Yi Ying Tseng 曾怡穎 | Rep 1 | 2013-01 | 2017-10 |
| Fen-Tzu Tu 杜芬姿 | Rep 1 | 2006-05 | 2012-04 |
| Li-Wen Wang 汪立文 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Min-Di Wang 王愍廸 | Rep 1 | 2007-05 | 2008-05 |
| Ssu-Wei Wang 王思微 | Rep 1 | 2006-08 | 2007-01 |
| Chi Chiu Wong 王志超 | Rep 6 | 2007-07 | 2010-02 |
| Grace Yuk Ching Wong 黃玉貞 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Jerry Chun Kwong Wong 黃振廣 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Sunny Tze Sun Wong 黃梓新 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-11 |
| Yui Wah Wong 黃銳華 | Rep 1, 6 | 2003-12 | 2004-04 |
| Teng-Ke Wu 吳登科 | Rep 1 | 2005-06 | 2006-06 |
| Weimin Wu 吳偉敏 | Rep 1 | 2012-05 | 2013-03 |
| Yann-Chin Wu 吳艷琴 | Rep 1 | 2008-06 | 2011-02 |
| Yi Chieh Wu 吳怡潔 | Rep 1 | 2012-10 | 2013-04 |
| Yi-Hsuan Wu 吳逸萱 | Rep 1 | 2005-10 | 2008-11 |
Showing 1–100 of 104