Hung Yu Ng
吳鴻裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Yu Ng (吳鴻裕), a licensed former licensee with CE reference AAD613. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-29 | 2017-07-26 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-03 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-17 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-17 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-17 |