Yi Chieh Wu
吳怡潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Chieh Wu (吳怡潔), a licensed former licensee with CE reference APL610. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-31 | 2026-05-11 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-11 | 2020-08-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2019-08-05 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-09 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-09 | 2016-06-30 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-05 | 2013-04-18 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-25 | 2013-04-18 |