KGI Wealth Management Limited
凱基財富管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Wealth Management Limited (凱基財富管理有限公司), a Hong Kong-based licensed corporation with CE reference ABM802. Current licensed staff on file: 0 (total recorded over time: 243). Earliest licence on file: 2008-04-17.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-10-02 |
| Type 4 — Advising on securities | present | 2017-10-02 |
| Type 6 — Advising on corporate finance | present | 2010-04-30 |
| Type 9 — Asset management | 2008-04-17 | 2010-04-30 |
| Type 9 — Asset management | present | 2004-12-28 |
Licensed staff (all-time) (243)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Hin Geung Chan 陳献章 | RO 1, 4 | 2016-04 | 2017-10 |
| Chien Chih Chen 陳建智 | RO 4, 9 Rep 4 | 2007-09 | 2009-01 |
| Ping-Yu Chen 陳品妤 | RO 1, 4 Rep 1, 4 | 2006-10 | 2015-06 |
| Lei Ming Feng 馮雷明 | RO 1, 4, 6 Rep 1, 6 | 2003-06 | 2011-03 |
| Hock Meng Foong | RO 1 | 2010-04 | 2017-10 |
| Chi Feng Ho 何奇峯 | RO 1, 4, 9 | Pre-2003 | 2005-08 |
| Ying Chih Ho 何英志 | RO 1, 4, 9 Rep 1, 4 | 2007-05 | 2009-09 |
| Gary Chung Yan Kwan 關淙仁 | RO 1 | 2013-10 | 2014-05 |
| Man Bun Kwong 鄺民彬 | RO 1, 4 | 2010-08 | 2017-10 |
| Man Sik Lee 李文軾 | RO 1 | 2010-03 | 2017-10 |
| Siu Lun Lee 李兆麟 | RO 1 | 2010-03 | 2017-10 |
| Hsiao-Lin Lo 羅曉玲 | RO 1, 4 | 2007-07 | 2009-08 |
| Ka Chiu Lo 盧嘉昭 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2009-12 |
| Kuo Ruei Ou Yang 歐陽國瑞 | RO 1, 4, 9 Rep 1, 4 | 2008-11 | 2012-12 |
| Wai Leung So 蘇偉良 | RO 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Feng-Jih Suei 隋風致 | RO 1, 4, 9 Rep 1, 4 | 2007-04 | 2009-11 |
| Wilfred Wai Kei Sum 岑偉基 | RO 6 Rep 6 | 2003-09 | 2008-04 |
| Ching Hua Sung 宋清華 | RO 1, 4 | 2007-05 | 2013-03 |
| Albert Chun Hong Sze 施振康 | RO 1, 4 Rep 1, 4 | 2011-10 | 2014-10 |
| Ming-Hsiao Tsai 蔡明孝 | RO 1, 4 Rep 1, 4 | 2011-08 | 2017-10 |
| Fan Chun Tsang 曾繁珍 | RO 1 Rep 1 | 2013-08 | 2017-10 |
| Man Shun Tsang 曾文舜 | RO 6 | 2004-06 | 2005-01 |
| Shu Jen Tuan 段樹仁 | RO 1, 4, 9 | 2006-10 | 2009-03 |
| Chien-Tsang Weng 翁健藏 | RO 1 Rep 1 | 2007-10 | 2011-06 |
| Chak Wai Wong 黃集蔚 | RO 1, 4 | 2014-07 | 2017-10 |
| Siu Yung Wong 王少容 | RO 1 | 2015-04 | 2017-10 |
| Wah Wong 王華 | RO 1, 4 | Pre-2003 | 2009-12 |
| Chiang Li Wu 吳強立 | RO 1, 4 Rep 1, 4 | 2014-10 | 2017-10 |
| Daniel I Kwei Wu 吳一揆 | RO 1, 4, 6 Rep 1, 4, 6, 9 | 2004-08 | 2005-10 |
| Sheng-Bin Wung 翁勝彬 | RO 1, 4 Rep 1, 4 | 2008-03 | 2009-12 |
| Su-Chen Yeh 葉素甄 | RO 1, 4 Rep 1 | 2007-06 | 2017-10 |
| Francis Yiu Wah Yeung 楊耀華 | RO 1, 6 Rep 1, 6 | 2005-01 | 2009-12 |
| Zhen An 安鎮 | Rep 1, 4 | 2007-07 | 2009-12 |
| Kit Tak Chan 陳傑德 | Rep 4 | 2008-10 | 2010-08 |
| Pak Yeung Edwin Chan 陳柏楊 | Rep 1, 4 | 2015-08 | 2017-01 |
| Sai Hung Chan 陳世雄 | Rep 1 | 2009-12 | 2017-10 |
| Shuk Lai Chan 陳淑麗 | Rep 1, 4 | 2007-07 | 2007-08 |
| Sze Ting Chan 陳思婷 | Rep 1, 4 | 2010-09 | 2013-04 |
| Tsang Shing Chan 陳增城 | Rep 1, 4 | 2007-05 | 2008-07 |
| Winnie Wun-Yin Chan 陳韻妍 | Rep 1, 4 | 2010-08 | 2017-10 |
| Yi-Hsiung Chan 詹儀雄 | Rep 1 | 2008-04 | 2008-10 |
| Chia Chen Chang 張家真 | Rep 1 | 2006-10 | 2012-03 |
| Karen Chang 張恩慈 | Rep 1, 4 | 2010-06 | 2017-10 |
| Tai-Yun Chang 張台雲 | Rep 1 | 2007-08 | 2008-06 |
| Yao-Jen Chang 張耀仁 | Rep 1, 4, 6 | 2004-04 | 2009-12 |
| Shu-Li Chao 趙舒悧 | Rep 1 | 2006-10 | 2009-10 |
| Wen-Chi Chao 趙文綺 | Rep 1 | 2006-10 | 2017-10 |
| Chuan-Chih Che 車傳治 | Rep 1 | 2006-10 | 2016-08 |
| Chin-Hui Chen 陳金輝 | Rep 1 | 2008-09 | 2011-08 |
| Chin-Hwa Chen 陳靜華 | Rep 1 | 2006-10 | 2012-02 |
| Chun-Wei Chen 陳俊瑋 | Rep 1 | 2007-08 | 2010-08 |
| Fu-Tung Chen 陳福東 | Rep 1 | 2007-01 | 2017-10 |
| Hung Chun Chen 陳弘峻 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Jou-Hsun Chen 陳柔勳 | Rep 1 | 2012-10 | 2017-10 |
| Kuo An Chen 陳國安 | Rep 1 | 2005-12 | 2006-07 |
| Louis Chun Jui Chen 陳君瑞 | Rep 1 | 2007-09 | 2008-04 |
| Mei Chun Chen 陳玫君 | Rep 1 | 2007-02 | 2009-12 |
| Nan-Shou Chen | Rep 1 | 2010-12 | 2017-10 |
| Shin-Fang Chen 陳昕方 | Rep 1, 4 | 2006-11 | 2008-07 |
| Shu Har Chen 陳瑞霞 | Rep 1 | 2016-07 | 2017-10 |
| Te-Ming Chen 陳德民 | Rep 1 | 2008-06 | 2009-04 |
| Yen Hwa Chen 陳燕華 | Rep 1, 4 | 2005-09 | 2009-12 |
| Yen-Ni Chen 陳彥霓 | Rep 1, 4 | 2009-03 | 2009-06 |
| Yi-Chun Jessica Chen 陳怡君 | Rep 4, 9 | 2008-12 | 2010-07 |
| Yi-Jung Chen 陳怡蓉 | Rep 1, 4 | 2009-02 | 2009-06 |
| Yin-Tzu Chen 陳盈慈 | Rep 1 | 2008-07 | 2011-08 |
| Carson King Fung Cheng 鄭景丰 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Kwok Chun Cheng 鄭國駿 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Kwok Sing Cheung 張國聲 | Rep 1, 4 | 2007-07 | 2007-09 |
| Nga Li Cheung 張雅莉 | Rep 1 | 2006-04 | 2009-12 |
| Ching-Yi Chien 簡青誼 | Rep 1 | 2015-07 | 2017-10 |
| Wing Fat Ching 程永發 | Rep 1 | 2017-04 | 2017-10 |
| Shun-Hui Chiou 邱舜慧 | Rep 1 | 2007-01 | 2012-03 |
| Hin Fung Sherman Chiu 趙衍鋒 | Rep 1, 4, 6 | 2005-10 | 2010-05 |
| Yung Chiu 焦勇 | Rep 4 | 2008-05 | 2008-07 |
| Shih-Ming Cho 卓師銘 | Rep 1 | 2010-12 | 2017-10 |
| Wai Fai Cho 曹偉輝 | Rep 1 | 2009-12 | 2017-10 |
| Sheng Yuan Chou 周聖淵 | Rep 1 | 2007-01 | 2017-10 |
| Shu-Huei Chou 周淑恵 | Rep 1 | 2007-01 | 2012-09 |
| Tzu-Fang Chou 周子方 | Rep 1 | 2008-05 | 2011-06 |
| Alice Wai Yin Chow 周慧妍 | Rep 1, 4 | 2005-11 | 2009-12 |
| Ting Pong Chum 覃定邦 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Hsiang-Po Chung 鍾香珀 | Rep 1 | 2007-01 | 2017-10 |
| Miao-Ling Chung 鍾妙玲 | Rep 1 | 2008-06 | 2008-10 |
| Yee Ling Chung 鍾綺靈 | Rep 1 | 2016-03 | 2017-10 |
| Liping Dong 董麗萍 | Rep 1 | 2012-12 | 2016-05 |
| Man Tak Fung 馮文德 | Rep 1 | 2010-03 | 2011-04 |
| Yiu Kai Fung 馮耀楷 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-12 |
| Longfei Guo 郭龍飛 | Rep 1 | 2012-12 | 2014-03 |
| Xiaoxuan Guo 郭筱璇 | Rep 1 | 2011-09 | 2012-10 |
| Wing Fai Heung 香榮輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-12 |
| Chia-Chi Ho 何佳琪 | Rep 1 | 2008-01 | 2008-04 |
| Yung-Shun Hou 侯永順 | Rep 1 | 2012-10 | 2017-10 |
| Ya-Hui Hsieh 謝雅卉 | Rep 1 | 2008-04 | 2015-07 |
| Cheng-Feng Hsu 許正鋒 | Rep 1 | 2006-10 | 2008-02 |
| Chih-Wei Hsu 許志偉 | Rep 4 | 2008-08 | 2009-12 |
| Chung-Huan Hsu 徐崇恒 | Rep 4 | 2008-08 | 2009-12 |
| Li Chen Hsu 徐莉珍 | Rep 1 | 2008-05 | 2013-03 |
| Li-Yueh Hsu 許瓈月 | Rep 1 | 2012-10 | 2017-10 |
| Zhaoling Hu 胡昭玲 | Rep 1, 4 | 2008-07 | 2009-08 |
Showing 1–100 of 243