Yen-Ni Chen
陳彥霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen-Ni Chen (陳彥霓), a licensed former licensee with CE reference ASL752. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-20 | 2009-06-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-20 | 2009-06-01 |