Francis Yiu Wah Yeung
楊耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Yiu Wah Yeung (楊耀華), a licensed former licensee with CE reference ACG885. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-11 | 2022-05-15 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-06-14 | 2022-05-15 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-17 | 2017-05-17 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-06-10 | 2017-04-27 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-15 | 2017-02-08 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-15 | 2015-06-10 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2015-03-31 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-07-19 | 2015-03-31 |
| Chanceton Capital Partners Limited 川盟融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-03 | 2013-06-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-09 | 2012-12-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-24 | 2010-12-09 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-27 | 2009-12-19 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-20 | 2009-12-19 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-07-08 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-25 | 2009-03-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-25 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-28 | 2005-05-25 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-28 | 2005-05-25 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-25 | 2005-01-27 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-10-25 | 2005-01-27 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-04 | 2004-10-25 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-04 | 2004-10-25 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-16 | 2004-08-23 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-16 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-16 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-23 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-16 |