Nga Li Cheung
張雅莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Li Cheung (張雅莉), a licensed Responsible Officer with CE reference ALI037. Currently licensed at 2 firm(s): SDIC Securities Corporate Finance (Hong Kong) Limited, SDIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-30 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-06 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2016-04-06 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-27 | 2014-09-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-17 | 2010-07-15 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-17 | 2010-07-14 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-13 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-18 | 2009-12-19 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-20 | 2006-04-09 |