SDIC Securities Corporate Finance (Hong Kong) Limited

國投證券融資（香港）有限公司
CE No. AVL376 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SDIC Securities Corporate Finance (Hong Kong) Limited (國投證券融資（香港）有限公司), a Hong Kong-based licensed corporation with CE reference AVL376. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 6 — Advising on corporate finance. Current licensed staff on file: 83 (total recorded over time: 144). Earliest licence on file: 2010-09-01.

More firms doing Dealing in securities →More firms doing Advising on corporate finance →

Registered address

39/F, One Exchange Square, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2019-08-15 present
Type 6 — Advising on corporate finance 2010-09-01 present

Licensed staff (all-time) (144)
Active on date

Name Activities First licensed To
Kechen Chai 柴柯辰 RO 6 Rep 1, 6 2022-01 Present
Man Ling Joyce Chan 陳敏玲 RO 6 Rep 1, 6 2019-09 2024-04
Mazy Man Sze Chan 陳敏思 RO 6 Rep 1, 6 2014-01 Present
Mo Yin Chan 陳慕賢 RO 6 Rep 6 2016-05 2017-04
Xuan Chang 常煊 RO 6 Rep 6 2012-06 2021-06
Siu Hang Chow 周兆恒 RO 1, 6 Rep 6 2018-05 2020-05
Chi Man Lui 雷志敏 RO 1, 6 Rep 6 2016-09 Present
Eric Kam Chi Shum 岑錦志 RO 6 2010-09 2014-08
Jeffrey Chi Keung So 蘇志強 RO 6 Rep 6 2010-11 2015-06
Tony Yee Hin Tse 謝宇軒 RO 1, 6 Rep 6 2014-07 Present
Yuen Cheung Tse 謝源章 RO 1, 6 Rep 6 2015-01 2022-07
Patrick Wong 王崇珀 RO 6 Rep 6 2012-04 2013-05
Sai Fu Wong 黃世富 RO 6 Rep 6 2011-03 2014-12
Sin Hang Yan 殷善衡 RO 6 Rep 1, 6 2016-08 2023-03
Haoyi Yang 楊顥軼 RO 1, 6 Rep 1 2018-11 Present
Winnie Wing Man Yau 尤頴敏 RO 6 2010-09 2015-02
Sunny Kai Sun Yip 葉啟燊 RO 6 Rep 6 2013-07 2016-04
Sujia Zhang 張蘇佳 RO 6 Rep 1, 6 2022-01 Present
Feng Bao 包峰 Rep 6 2025-09 Present
Han (SFC:BWS039) Bao 包含 Rep 6 2025-11 Present
Xiaohua Cai 蔡晓華 Rep 1, 6 2018-08 2022-08
Lei (SFC:BGD700) Cao 曹蕾 Rep 6 2015-09 2016-07
Chi Yeung (SFC:BCP187) Chan 陳智陽 Rep 1, 6 2022-03 2022-08
Kiu Kwong Chan 陳喬光 Rep 1, 6 2018-11 2023-02
Ngar Ling Chan 陳雅玲 Rep 6 2017-03 2018-10
Pui Yi (SFC:BHH658) Chan 陳佩怡 Rep 6 2016-04 2018-06
Yin Tsung Chan 陳彥璁 Rep 6 2010-11 2012-02
Chen (SFC:BQG406) Chen 陳宸 Rep 1, 6 2020-10 2021-11
Cheng (SFC:BWI017) Chen 陈澄 Rep 6 2025-07 Present
Feiyan (SFC:BWN812) Chen 陳飛燕 Rep 6 2025-09 Present
Shuyu (SFC:BWT053) Chen 陈姝羽 Rep 6 2025-11 Present
Xiangjun Chen 陈祥君 Rep 1, 6 2022-01 Present
Patricia Pan Cheng 鄭彬 Rep 6 2015-01 2016-04
Nga Li Cheung 張雅莉 Rep 6 2018-05 Present
Chung Kong Chu 朱松江 Rep 1, 6 2018-06 Present
Kin Cheung Chu 朱建彰 Rep 6 2016-01 2017-05
Chunhua Dai 戴春華 Rep 6 2019-04 2020-08
Wang Dai 戴望 Rep 6 2025-12 Present
Wen Ding 丁雯 Rep 6 2025-12 Present
Jin Dong 董金 Rep 6 2025-11 Present
Haotian Duan 段浩天 Rep 6 2026-05 Present
Jing Fang 方靜 Rep 6 2025-11 Present
Yuanshi Fei 费原是 Rep 6 2025-11 Present
Sin Ho Fong 方善豪 Rep 6 2017-08 2019-08
Xinhui Fu 傅心惠 Rep 6 2025-09 Present
Hongyu Gao 高宏宇 Rep 6 2025-11 Present
Chang Ge 葛暢 Rep 6 2012-05 2013-08
Qianying Guan 管倩迎 Rep 6 2025-10 Present
Tianjie Guan 關天杰 Rep 6 2023-05 2025-01
Xiao (SFC:BOO400) Han 韓笑 Rep 6 2019-07 2019-09
Wei (SFC:BWW265) He 何畏 Rep 6 2025-10 Present
Xiaoping Hong 洪小平 Rep 6 2011-03 2015-07
Wenxi Hou 侯文希 Rep 6 2026-03 Present
Anxiang Hu 胡安翔 Rep 6 2018-10 2022-06
Jiabin Hu 胡家彬 Rep 6 2025-11 Present
Yuan Hu 胡园 Rep 6 2025-10 Present
Jie (SFC:BWT338) Huang 黄洁 Rep 6 2025-10 2026-01
Jun Huang 黃俊 Rep 6 2025-11 Present
Yu Hang Hui 許宇衡 Rep 6 2013-10 2015-02
Sihan Jiang 蒋思涵 Rep 6 2025-12 Present
Ho Yin Kwok 郭浩賢 Rep 6 2016-01 2017-05
Thomas Chung Ming Kwok 郭宗洺 Rep 1, 6 2019-09 2020-03
Adam Ching Yuet Lai 勵正樾 Rep 1, 6 2024-06 Present
Kit Ying Law 羅潔盈 Rep 6 2021-05 2021-11
Hoi Man Lee 李凱雯 Rep 6 2015-09 2016-02
Chao (SFC:BWX124) Li 李超 Rep 6 2025-10 2026-03
Chen (SFC:BWX469) Li 栗辰 Rep 6 2025-10 Present
Chenxi Li 李晨曦 Rep 6 2025-08 Present
Hongyang Li 李鸿洋 Rep 6 2025-09 Present
Jiexin Li 李杰欣 Rep 6 2025-09 Present
Lingzhi Li 栗靈芝 Rep 6 2025-04 Present
Qiuhan Li 李秋函 Rep 6 2025-10 Present
Ran (SFC:BWY633) Li 李冉 Rep 6 2025-10 Present
Xin (SFC:BWT505) Li 李昕 Rep 6 2025-10 Present
Shiqi Lin 林軾淇 Rep 6 2025-07 Present
Hanyu Liu 刘瀚宇 Rep 6 2025-09 2026-03
Jieyu Liu 劉洁玉 Rep 1, 6 2021-09 2024-06
Kai Kin Liu 廖啓健 Rep 6 2016-05 2018-04
Xi (SFC:BXG761) Liu 刘溪 Rep 6 2025-12 Present
Yinghua Liu 刘莹骅 Rep 6 2025-09 Present
Yue (SFC:AYD493) Liu 劉越 Rep 6 2011-11 2013-10
Philip Chung Ho Lo 盧頌濠 Rep 6 2018-09 2018-10
Cheuk Him Lui 呂卓謙 Rep 1, 6 2019-06 2022-07
Ching Ngai Lui 呂政毅 Rep 1, 6 2015-03 2020-08
Chun Tak Lui 呂俊德 Rep 1, 6 2026-01 Present
Tian (SFC:BRK556) Luo 羅天 Rep 6 2025-03 Present
Wenliang Lyu 吕文樑 Rep 6 2026-03 Present
Weihong Ma 馬偉洪 Rep 6 2025-11 Present
Julian Kee Yang Man 文紀陽 Rep 1, 6 2024-12 Present
Yahan Meng 孟雅涵 Rep 6 2025-11 Present
Ken Ning 宁肯 Rep 6 2025-11 Present
Junxing Niu 鈕俊興 Rep 1, 6 2022-01 Present
Shihao Niu 牛詩皓 Rep 6 2017-10 2020-06
Hongyi Ouyang 歐陽宏釔 Rep 1, 6 2020-10 2025-05
Chi Chung Pang 彭置聰 Rep 1, 6 2024-07 2024-07
Jing (SFC:BMG907) Qian 錢菁 Rep 1, 6 2022-09 2022-09
Zhenyang Qian 錢震揚 Rep 6 2025-09 Present
Yanzhao Shang 尚延钊 Rep 6 2025-09 Present
Shaopeng Shen 申少鹏 Rep 6 2026-01 Present
Hanru Sheng 盛涵茹 Rep 6 2025-12 Present
Showing 1–100 of 144

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 2 shared activity types

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Related