Kit Ying Law
羅潔盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Ying Law (羅潔盈), a licensed Responsible Officer with CE reference AKO945. Currently licensed at 1 firm(s): Ample Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-11-10 | present |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-05 | 2021-11-10 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-05-21 | 2021-11-01 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-08 | 2021-04-30 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-26 | 2018-02-08 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-13 | 2017-04-07 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-13 | 2017-04-07 |
| Veda Capital Limited 智略資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-11 | 2014-04-30 |