Eric Kam Chi Shum
岑錦志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Kam Chi Shum (岑錦志), a licensed former licensee with CE reference ADF451. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-08 | 2021-11-30 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-09-01 | 2014-08-12 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-30 | 2010-07-10 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-07-10 |