Philip Chung Ho Lo
盧頌濠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chung Ho Lo (盧頌濠), a licensed former licensee with CE reference AGJ126. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-09 | 2020-04-01 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-09 | 2020-04-01 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-10 | 2018-10-03 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-10 | 2018-10-03 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-17 | 2018-06-21 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-17 | 2018-06-21 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-07 | 2017-01-17 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-07 | 2017-01-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-20 | 2016-11-21 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-20 | 2016-11-21 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2014-06-08 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-25 | 2014-06-08 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-26 | 2011-07-17 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-26 | 2011-07-17 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-26 | 2011-07-17 |