Winnie Wing Man Yau
尤頴敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Man Yau (尤頴敏), a licensed Responsible Officer with CE reference ADO404. Currently licensed at 1 firm(s): Pulsar Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulsar Capital Limited 脈搏資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-08 | present |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-19 | present |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-19 | 2020-06-08 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-03-27 | 2019-06-26 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-19 | 2019-06-26 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-19 | 2015-03-27 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2015-02-16 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-09-01 | 2015-02-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-08-24 | 2010-04-12 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-07-20 | 2009-08-24 |
| CSC Asia Limited 群益亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-10-08 | 2009-06-30 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-30 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-08 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-30 |