Yuen Cheung Tse
謝源章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Cheung Tse (謝源章), a licensed Responsible Officer with CE reference AEJ675. Currently licensed at 1 firm(s): Ballas Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-21 | present |
| Ballas Capital Limited 博思融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-11-21 | present |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-28 | 2022-11-21 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-09-28 | 2022-11-21 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2022-07-31 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-29 | 2022-07-31 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-26 | 2020-01-29 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-02-25 | 2022-07-31 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-30 | 2015-02-25 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-03 | 2015-01-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-02-03 | 2015-01-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-12 | 2009-02-03 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-09-12 | 2009-02-03 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2008-08-05 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-23 | 2008-08-05 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-07-21 | 2008-08-05 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-21 |