Core Pacific-Yamaichi Capital Limited

京華山一企業融資有限公司

CE No. AEM356 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Core Pacific-Yamaichi Capital Limited (京華山一企業融資有限公司), a Hong Kong-based licensed corporation with CE reference AEM356. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 6 — Advising on corporate finance. Current licensed staff on file: 4 (total recorded over time: 45).

More firms doing Dealing in securities →More firms doing Advising on corporate finance →

Registered address

Rooms 1101-05 & 09-10, 11/F, China Resources Building, 26 Harbour Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 6 — Advising on corporate finance	present	present
Type 4 — Advising on securities	present	2004-10-25
Type 9 — Asset management	present	2004-10-25

Licensed staff (all-time) (45)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Richard Chi-Sheng Chen 陳其盛	RO 1, 6	2013-05	2018-10
Kun-Jung Chuang 莊坤榮	RO 1, 6	2009-11	2013-07
Shih-Hsuan Hsia 夏士宣	RO 6 Rep 6	2011-11	2018-06
Manabu Kitahara	RO 1, 6	2004-08	2025-04
Man (SFC:AFH206) Lam 林敏	RO 6 Rep 6	Pre-2003	2007-09
Yat Ming Lee 李日明	RO 1 Rep 1	2022-03	Present
Zhuotang Liang 梁卓棠	RO 1	2004-11	2013-02
Ko Ming Lin 林克銘	RO 1, 4, 6, 9	Pre-2003	2004-10
Ta-Pei Liu 劉大貝	RO 1, 6	2005-05	2010-03
Kwan Ho Lui 呂君皓	RO 6 Rep 1, 6	2019-11	Present
Meng Hua Ng 黃明華	RO 6	Pre-2003	2004-06
Michael Chun Man Ng 吳俊文	RO 6 Rep 1, 6	2018-06	2019-03
Wai Kit Siu 蕭偉杰	RO 6 Rep 6	2006-06	2007-05
Ronny Kwan Hui Tang 鄧君栩	RO 1, 6	2016-12	Present
Carol Sze Man Tsang 曾詩敏	RO 6	Pre-2003	2007-07
Yuen Cheung Tse 謝源章	RO 6 Rep 6	Pre-2003	2008-08
Ten Lok Wan 溫天絡	RO 1, 4, 6, 9	Pre-2003	2004-08
Ka Po (SFC:AIN952) Wong 黃家保	RO 1, 6	2018-04	2019-11
Yan Lun Au-Yeung 歐陽欣麟	Rep 6	Pre-2003	2004-10
Ka Wai (SFC:BLF061) Chan 陳嘉偉	Rep 1, 6	2018-07	2019-03
Lai Ngor Chan 陳麗娥	Rep 6	2007-04	2007-06
Siu Fan Cheng 鄭紹芬	Rep 6	Pre-2003	2005-03
Julisa Man Fong 方敏	Rep 6	2004-04	2004-05
I-Hua Hsu 許藝樺	Rep 6	Pre-2003	2004-09
Brian Wing Fai Kwok 郭永暉	Rep 6	Pre-2003	2003-09
Wai Keung Lam 林偉強	Rep 6	2003-06	2004-05
Kenneth Pui Man Lau 劉沛文	Rep 6	2004-05	2007-09
Vincent Chi Kin Lau 劉子堅	Rep 6	2004-06	2006-03
Wan Po Lau 劉雲浦	Rep 6	Pre-2003	2004-02
Johnny Lit Mo Lee 李烈武	Rep 6	Pre-2003	2006-03
Hon Ki Leung 梁漢旗	Rep 6	Pre-2003	2004-09
Hon Yeung Ma 馬漢揚	Rep 6	Pre-2003	2003-04
Chit Ying Ng 吳哲盈	Rep 6	2007-08	2007-09
Pui Yu Sung 宋沛榆	Rep 6	2008-01	2008-07
Long Ting Tang 鄧朗庭	Rep 1, 6	2018-04	2018-06
William Wai Tak Tong 唐偉德	Rep 6	2003-09	2005-08
Man Shun Tsang 曾文舜	Rep 6	Pre-2003	2004-03
Phyllis Man Yu Tsoi 蔡敏如	Rep 6	2007-11	2008-08
Frederick Chi Nik Wong 黃自力	Rep 6	2004-04	2005-08
Kin Ming Marcus Woo 胡健明	Rep 6	Pre-2003	2004-12
Sunny Kwok Ting Yan 印國庭	Rep 6	Pre-2003	2004-10
Ka Ho Yau 游家浩	Rep 1	2025-10	Present
Shu Shan Yau 游樹珊	Rep 6	Pre-2003	2004-03
Chung Pan Yip 葉仲彬	Rep 6	2013-12	2016-04
Yan (SFC:BND553) Zhang 張岩	Rep 1, 6	2018-10	2019-04