Kwan Ho Lui
呂君皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Lui (呂君皓), a licensed Responsible Officer with CE reference ANH163. Currently licensed at 2 firm(s): Core Pacific - Yamaichi International (H.K.) Limited, Core Pacific-Yamaichi Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-14 | present |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-14 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-07-30 | present |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-07-30 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-14 | 2020-07-30 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-14 | 2020-07-30 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-22 | 2019-09-17 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-09-23 | 2019-05-22 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-07 | 2015-04-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2015-04-16 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-30 | 2012-05-28 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-30 | 2012-05-28 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-19 | 2008-10-17 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-08 | 2007-11-06 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-07 | 2006-10-23 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-07 | 2006-10-23 |