KGI Capital Asia Limited

凱基金融亞洲有限公司
CE No. ADT039 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Capital Asia Limited (凱基金融亞洲有限公司), a Hong Kong-based licensed corporation with CE reference ADT039. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 6 (total recorded over time: 79).

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

41/F, Central Plaza, 18 Harbour Road, Wanchai

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 6 — Advising on corporate finance present 2022-05-12
Type 9 — Asset management present 2003-11-05

Licensed staff (all-time) (79)
Active on date

Name Activities First licensed To
Chun Kit (SFC:ABF037) Chan 陳俊傑 RO 6 Rep 6 2006-08 2015-10
Kim Ling Chan 陳劍陵 RO 4, 6 Rep 6 2003-11 2005-06
Ming Fai Chan 陳明輝 RO 1, 4, 6, 9 Pre-2003 2003-06
Yu Wai Chan 陳宇威 RO 1, 6 Rep 1, 6 2008-07 2018-02
Wilson Kin Cheung 張健 RO 6 Rep 6 2006-10 2015-01
Hsiao Teng Chou 周孝庭 RO 1, 6 Rep 1, 4, 6 2013-10 2017-04
Shaw-Tzeng Ding 丁紹曾 RO 6 2005-08 2008-12
Ching Yee Fan 范靜怡 RO 6 Rep 1, 6 2017-06 2022-03
Wei Chang Fang 方維昌 RO 1, 4, 6, 9 2003-06 2012-08
Lei Ming Feng 馮雷明 RO 1, 4, 6 2010-03 2011-03
Ringo Cheukkai Kwan 關卓啟 RO 1, 6 Rep 1, 6 2014-08 2018-07
Man Bun Kwong 鄺民彬 RO 1, 4 2011-08 2019-09
Frank Pun Yuen Lam 林本源 RO 1, 4, 6 2011-10 2013-02
Chun Chung Lau 劉振中 RO 6 Rep 6 2017-09 2019-02
Hon Nam Lee 李翰南 RO 6 Rep 1, 4, 6 2013-09 2014-05
Siu Lun Lee 李兆麟 RO 1, 4 2013-04 Present
Yun Cheng Lee 李允正 RO 1, 6 Rep 1, 4, 6 2013-06 2017-04
Laurent Kin Cheong Leung 梁健昌 RO 1, 4, 6, 9 Pre-2003 2011-07
Chia Sheng Lin 林佳聲 RO 1, 6 Rep 1, 4, 6 2008-03 2017-01
Ho Man Fanny Ng 吳皓敏 RO 1, 6 Rep 1, 6 2014-06 2015-04
Kevin Yiu Kuen Tai 戴耀權 RO 1, 4 Rep 1, 4 2022-01 2023-12
Chak Wai Wong 黃集蔚 RO 1, 4, 6 2014-07 2018-05
Hoe Choon Reddy Wong 黃浩泉 RO 1, 4, 6 2018-03 Present
Kam Wah (SFC:AEZ347) Wong 黃錦華 RO 6 Rep 1, 4, 6 2007-04 2008-05
King Chung Wong 黃勁聰 RO 1, 6 Rep 1, 6 2014-09 2017-06
Yang (SFC:AVK963) Yang 楊陽 RO 1, 6 Rep 1, 4, 6 2015-05 2018-07
Karen Kar Man Yau 尤嘉敏 RO 1 Rep 1, 6 2015-10 2018-09
Chi Kwan Ying 邢紫君 RO 6 Rep 1 2019-04 2020-03
Kwan Kit Chan 陳鈞傑 Rep 1, 6 2008-06 2011-09
Yuk Chan 陳煜 Rep 1, 6 2018-08 2020-03
Cheng Yao Chang 張承堯 Rep 1, 6 2015-08 2015-11
Yu Tzu Chang 張育滋 Rep 6 2022-03 2022-05
Yanling Chen 陳艷玲 Rep 1, 6 2014-09 2015-06
Yi-Ju (SFC:BHK873) Chen 陳怡如 Rep 1, 6 2016-05 2017-05
Kam Hung Ching 程錦鴻 Rep 1, 6 2018-10 2020-03
Hin Fung Sherman Chiu 趙衍鋒 Rep 1, 4, 6 2010-01 2010-05
Wan Kai Chong 莊運啟 Rep 6 2018-10 2019-03
King Yue Vision Chow 鄒景裕 Rep 1, 6 2017-03 2018-09
Edmond Kwong Man Choy 蔡廣孟 Rep 4, 6 2006-06 2007-04
Chi Hang (SFC:BIA002) Chung 鍾智恆 Rep 1, 6 2017-06 2020-04
Shih Wen Feng 馮世文 Rep 1, 6 2012-04 2012-08
Yi Xi Guo 郭洢希 Rep 1, 4, 6, 9 Pre-2003 2006-06
Huei-Chu Huang 黃慧珠 Rep 1, 4, 6 2006-01 2006-04
Jeffrey Hung Kai Hui 許弘基 Rep 1, 4 2023-12 Present
Kelly Wai Yan Hui 許慧欣 Rep 6 2011-05 2011-08
Vincent Chun-Cheong Hung 洪振鏘 Rep 1, 6 2016-02 2018-04
Ka Hei Kwok 郭嘉熙 Rep 6 2007-12 2010-10
Alex Kin Chung Lau 劉健聰 Rep 1, 6 2016-01 2017-02
Vulcan Cheuk Kwan Lee 李焯鈞 Rep 6 2017-08 2018-10
Chiu Ni Leung 梁俏妮 Rep 1, 6 2018-08 2019-02
Wing Lam Leung 梁永林 Rep 1, 4 2024-01 Present
Hoi Andy Lin 林凱 Rep 1, 6 2015-06 2015-08
Johnny Ting Pong Lu 呂定邦 Rep 1, 4, 6 2004-04 2011-07
Kwan Ho Lui 呂君皓 Rep 1, 6 2012-06 2015-04
Kwok Lung Ma 馬國龍 Rep 1, 6 2015-12 2018-05
Geoffrey Junxiong Ng 吳駿雄 Rep 1, 6 2016-05 2018-05
Michael Chun Man Ng 吳俊文 Rep 6 2011-05 2011-08
Wang-Gu Niu 牛王谷 Rep 1, 4, 6, 9 Pre-2003 2007-09
Kwang-Wu Pan 潘廣武 Rep 1, 4, 6 2005-02 2006-08
Ning Ren 任凝 Rep 1, 6 2014-11 2015-02
Liwen Shi 史力雯 Rep 1, 6 2011-07 2013-07
Wai Lun Tam 譚偉倫 Rep 1, 4 2024-01 Present
Yik Hang Tang 鄧奕鏗 Rep 6 2011-01 2011-09
Annie Man Yee Tsang 曾敏兒 Rep 1, 4, 6, 9 Pre-2003 2011-06
Hing Yu Tsang 曾慶瑜 Rep 1, 6 2015-09 2018-09
Cheuk Yee Tseung 蔣卓怡 Rep 1, 4, 6 2014-01 2014-04
Ka Hung Wan 温家雄 Rep 1, 4, 6, 9 Pre-2003 2003-08
Daiwei Wang 王黛瑋 Rep 1, 6 2014-12 2016-09
Li-Wen Wang 汪立文 Rep 1, 4, 6, 9 2003-07 2008-12
Yimin Wang 王逸旻 Rep 1, 4, 6 2007-08 2011-03
Chi Chiu Wong 王志超 Rep 6 2007-03 2007-04
Kai Chung Roger Wong 黃啟聰 Rep 1, 6 2016-06 2018-04
Kam Wah Wong 黃錦華 Rep 6 2003-12 2005-06
Lam Wai Wong 黃林威 Rep 1, 6 2015-12 2015-12
Fan Xie 謝凡 Rep 6 2017-05 2018-08
Peilin Ye 叶佩琳 Rep 1, 6 2015-09 2016-04
Allan Wei Han Yi 尹維瀚 Rep 1, 6 2016-01 2017-02
Chun Wai Yu 余俊緯 Rep 1, 4 2023-12 Present
Xue Yu 于雪 Rep 1, 6 2015-05 2017-06
Showing 1–79 of 79

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